373 NLRB No. 106
Community Organized Relief Effort
373 NLRB No. 106
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
Community Organized Relief Effort and Daniel Rojas.
Case 31–CA–272228
September 20, 2024
DECISION AND ORDER REMANDING
BY CHAIRMAN MCFERRAN AND MEMBERS PROUTY
AND WILCOX
On April 17, 2023, Administrative Law Judge Lisa D.
Ross issued the attached decision. The Respondent and
the General Counsel filed exceptions and supporting
briefs. In response, the Respondent and the General Coun-
sel filed answering briefs, and, thereafter, both filed re-
ply briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record in
light of the exceptions and briefs,1 and has decided to af-
firm the judge’s rulings, findings, and conclusions only to
the extent consistent with this Decision and Order Re-
manding.
This case involves allegations that the Respondent, a
nonprofit organization with a principal location in Los An-
geles, California, violated Section 8(a)(1) of the National
Labor Relations Act when, on January 29, 2021, the Re-
spondent, through its cofounder Sean Penn, emailed all
employees and impliedly threatened them with unspeci-
fied reprisals and discharge for taking their work-related
complaints to the public or third parties. As the judge
noted, the facts giving rise to the Respondent’s allegedly
unlawful conduct are largely undisputed. As relevant
here, following the January 29, 2021 publication of a New
York Times article about a COVID-19 vaccination event
at Dodger Stadium involving the City of Los Angeles and
the Respondent, two anonymous commenters posted their
opinions about the event on the New York Times website.
Thereafter, Penn either wrote or directed the Respondent’s
CEO, Ann Lee, to write an email to all employees entitled
1 The Respondent and the General Counsel each contend that the op-
posing party’s exceptions and briefs should be disregarded because they
are procedurally deficient under Sec. 102.46(a) of the Board’s Rules and
Regulations. We find that both parties’ exceptions and briefs substan-
tially comply with the relevant rules and are sufficient to warrant Board
consideration.
2 The full text of the email is set forth in the judge’s decision.
3 As explained in more detail below, at the hearing the Respondent
orally made a “motion to dismiss and/or for a directed verdict,” arguing
that the General Counsel failed to prove the complaint allegations. The
judge construed the Respondent’s motion as a motion for summary judg-
ment, and that is how we refer to it here.
“A Message to All CORE Staff From Sean Penn.”2 The
complaint alleges that several statements in this email
were unlawful threats.
Before the judge, the Respondent argued that the Board
lacked jurisdiction over it, primarily asserting that it was
a political subdivision and/or a single employer with the
City of Los Angeles. The Respondent also challenged the
merits of the alleged unfair labor practices. As explained
in more detail below, after the General Counsel’s case-in-
chief, the judge granted the Respondent’s motion for sum-
mary judgment3 and recommended dismissal of the com-
plaint. In doing so, the judge found that the Respondent
is subject to the Board’s jurisdiction. As to the merits,
however, the judge found that the Respondent was entitled
to judgment as a matter of law because, in the judge’s
view, the General Counsel failed to establish that state-
ments in the January 29, 2021 email constituted unlawful
threats of reprisal. As explained below, we adopt the
judge’s finding that the Respondent is subject to the
Board’s jurisdiction, but we reverse the judge’s grant of
the Respondent’s summary judgment motion. Having
done so, we remand the case for further appropriate action.
A.
The judge found that the Respondent is subject to the
Board’s jurisdiction. On exception, the Respondent re-
news its arguments, which the judge rejected in a bench
ruling, that it is exempt from the Board’s jurisdiction as a
political subdivision under Section 2(2) of the Act, as in-
terpreted in NLRB v. Natural Gas Utility District of Haw-
kins County, 402 U.S. 600 (1971) (Hawkins County), and
that, in the alternative, the Board should decline to assert
jurisdiction over the Respondent on discretionary
grounds.4 In light of the Respondent’s exceptions, we af-
firm the judge’s assertion of jurisdiction over the Re-
spondent. In so doing, we adopt the judge’s finding that
the Respondent meets the definition of an employer under
Section 2(2) of the Act and the applicable monetary juris-
dictional standards. We also affirm the judge’s conclusion
that the Respondent is not exempt from the Board’s juris-
diction as a political subdivision under Hawkins County.
Specifically, we adopt the judge’s finding, made in her
4 The Respondent also argues that it is exempt from the Board’s ju-
risdiction as a joint employer with its government partners and that as-
serting jurisdiction over the Respondent interferes with the separation of
powers under the U.S. Constitution. We reject both these arguments be-
cause the Respondent did not present them to the judge and instead raised
them for the first time on exceptions. Yorkaire, Inc., 297 NLRB 401,
401 (1989) (argument waived where party failed to raise it to the judge),
enfd. 922 F.2d 832 (3d Cir. 1990). In any event, the Respondent’s argu-
ments provide no basis for declining to assert jurisdiction over the Re-
spondent.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
bench ruling, that the Respondent does not meet the first
prong of the Hawkins County test because the Respondent
was not created directly by the state but instead by private
individuals as a nonprofit organization.5 In addition, rely-
ing on the Respondent’s failure to establish that it is ad-
ministered by individuals responsible to public officials or
the general electorate, we agree with the judge’s conclu-
sion that the Respondent does not satisfy the second prong
of the Hawkins County test. Beyond the Respondent’s po-
litical subdivision arguments, we also agree with the
judge, for the reasons she states, that the Respondent is not
exempt from the Board’s jurisdiction as a single employer
with the City of Los Angeles. We further find, in agree-
ment with the judge, that the Respondent has not presented
any persuasive reasons for the Board to decline to assert
jurisdiction over the Respondent on discretionary
grounds.6
B.
The judge recommended dismissal of the complaint on
the basis that the General Counsel failed to establish that
the Respondent impliedly threatened employees as alleged
in the complaint. On exception, the General Counsel ar-
gues that the Respondent is not entitled to judgment as a
matter of law and that the judge erred in recommending
dismissal of the complaint. We find merit in the General
Counsel’s exceptions.
At the hearing, prior to presenting its defense, the Re-
spondent orally made a “motion to dismiss and/or for a
directed verdict” on the entire complaint, arguing that the
General Counsel had not met her burden to prove the com-
plaint allegations. From the bench, the judge construed
the Respondent’s motion as a motion for summary judg-
ment, granted the motion, and recommended dismissal of
the complaint.
Following the hearing, the judge issued a written deci-
sion in which she restated her findings and conclusions
granting the Respondent’s motion for summary judgment.
The judge found that Penn’s email was merely communi-
cating his response to disparaging comments about the
vaccination event, rather than conveying unlawful threats
to prevent employees from complaining about their terms
and conditions of employment. The judge also expressed
the view that “this email . . . was just Mr. Penn’s rallying
5 We thus find it unnecessary to rely on the judge’s finding that the
Respondent was not created to be an administrative arm of the govern-
ment. See, e.g., Hyde Leadership Charter School—Brooklyn, 364 NLRB
1137, 1142 fn. 15 (2016) (finding it unnecessary to decide whether entity
was an administrative arm of government where Board found that entity
was not directly created by the state).
6 The judge analyzed the Respondent’s jurisdictional arguments in
the context of denying the Respondent’s prehearing motion to dismiss,
determining that the evidence accompanying the Respondent’s motion,
even if accepted, would not show that the Board lacked jurisdiction.
cry to employees.” The judge further stated: “I cannot
read Penn’s email and objectively conclude that his state-
ments intended to coerce, restrain, or threaten anyone with
unspecified reprisals by allegedly disparaging employees
who took their work-related complaints outside of [the Re-
spondent].” In addition, the judge found that the record
was devoid of evidence that any employee perceived
Penn’s email as a veiled threat to terminate employees for
taking work-related complaints outside the Respondent.
Further, the judge found that the record demonstrates that
no one was terminated, disciplined, or suffered any ad-
verse consequences for complaining on the New York
Times website about the vaccination event. Thus, the
judge concluded that the Respondent did not violate Sec-
tion 8(a)(1) as alleged and that the Respondent was enti-
tled to judgment as a matter of law.
We find merit in the General Counsel’s argument that
the judge failed to apply the well-established standard for
evaluating whether the Respondent’s statements violated
Section 8(a)(1) as unlawful threats. As we recently ex-
plained, summarizing our case law:
The Board has long held that the standard to be used in
analyzing statements alleged to violate Section 8(a)(1) is
whether they have a reasonable tendency to coerce em-
ployees in the exercise of their Section 7 rights. Intent is
immaterial. The Board considers the totality of circum-
stances in assessing the reasonable tendency of an am-
biguous statement or a veiled threat to coerce. Whether
or not the employee changed their behavior in response
is not dispositive, nor is the employee’s subjective inter-
pretation of the statement. The Board therefore consid-
ers the total context of the alleged unlawful conduct
from the viewpoint of its impact on employees’ free ex-
ercise of their rights under the Act.
Lush Cosmetics, LLC, 372 NLRB No. 54, slip op. at 3 (2023)
(quotation marks and citations omitted).
In finding that the General Counsel failed to meet her
burden of proving the threat allegation, the judge did not
apply the correct standard, as reflected in her reliance on
immaterial considerations, such as the Respondent’s per-
ceived intent, the lack of evidence that any employees un-
derstood Penn’s remarks as a threat, and the fact that no
Then, in her decision, the judge found that the Board has jurisdiction over
the Respondent, and we agree with the Respondent that the judge relied
on her prior analysis in doing so. The Respondent does not except to the
judge’s reliance on her prior analysis. Instead, its exceptions challenge
only the substance of the analysis. Having found that the Respondent’s
exceptions lack merit for the reasons set forth above, we adopt the
judge’s jurisdictional finding. In light of the foregoing, the Respondent
is precluded from challenging on remand the Board’s jurisdiction over
the Respondent.
COMMUNITY ORGANIZED RELIEF EFFORT
3
employees suffered adverse consequences related to the
remarks.
Therefore, we have decided to reverse the judge’s ruling
granting the Respondent’s motion for summary judgment
and to remand the case to the judge for further considera-
tion in light of this decision. On remand, the judge shall
reopen the hearing to allow the Respondent an opportunity
to present evidence in support of its defenses to the Sec-
tion 8(a)(1) complaint allegations and for the General
Counsel to present rebuttal evidence. The judge shall also
prepare a supplemental decision.
ORDER
IT IS ORDERED that this proceeding is remanded to Ad-
ministrative Law Judge Lisa D. Ross for further appropri-
ate action as set forth above.
IT IS FURTHER ORDERED that the judge shall prepare and
issue a supplemental decision setting forth credibility res-
olutions, findings of fact, conclusions of law, and a rec-
ommended Order, as appropriate on remand. Copies of
the supplemental decision shall be served on all parties,
after which the provisions of Section 102.46 of the
Board’s Rules and Regulations shall be applicable.
Dated, Washington, D.C. September 20, 2024
______________________________________
Lauren McFerran, Chairman
________________________________________
David M. Prouty, Member
________________________________________
Gwynne A. Wilcox, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
1 GC Exh. 1(g). Abbreviations used in this decision are as follows:
“Tr.” for the Transcript and “GC Exh.” for the General Counsel’s exhib-
its.
Yaneth Palencia, Esq., for the General Counsel.
Mathew Rosengart, Charles Birenbaum, and Anthony Guzman,
Esqs. (Greenberg Traurig LLP), for the Respondent.
DECISION
STATEMENT OF THE CASE
LISA D. ROSS, Administrative Law Judge. On February 3,
2021, Daniel Rojas (Charging Party), an attorney at law who has
no relation to the employer in this matter, filed an unfair labor
practice (ULP) charge against Community Organized Relief Ef-
fort (Respondent or CORE), a nonprofit organization. The
charge was amended on April 28, 2021. On October 25, 2021,
National Labor Relations Board’s (NLRB or Board) Regional
Director for Region 31 issued the instant complaint and notice of
hearing.1
The complaint alleged that Respondent violated Section
8(a)(1) of the National Labor Relations Act (NLRA or the Act)
when, on or about January 29, 2021, Sean Penn (Penn), Re-
spondent’s Co-Founder and Chairperson of the Board, emailed
all employees and impliedly threatened them with: (1) unspeci-
fied reprisals by disparaging those who took work related com-
plaints to the public or third parties; and (2) discharge by inviting
employees to quit rather than take their work related complaints
to the public or third parties.
At this point, I must detail the procedural history of this case
in order to better understand the circumstances that arose at the
hearing.
Respondent filed its answer, an amended answer and its sec-
ond amended answer denying all material allegations and setting
forth multiple affirmative defenses to the complaint. Specifi-
cally, Respondent averred, inter alia, that this case should be dis-
missed because: (1) the Board lacked jurisdiction under Section
14(c) of the Act, (2) the Board should decline to assert jurisdic-
tion since Respondent should be viewed as a political subdivi-
sion due to a “substantial nexus” between it and state and local
government partners, and/or that (3) the Charging Party lacks
standing to sue in this matter because he is not an aggrieved in-
dividual within the meaning of 29 U.S.C.§160(b).
The hearing was initially scheduled to begin on June 7, 2022.
However, at Respondent’s request, Region 31 rescheduled the
hearing from June 7, 2022, to September 13, 2022.2
On August 18, 2022, I held a prehearing conference with the
parties. During that conference, Respondent orally argued that
this case should be dismissed based on some of the same proce-
dural and merit-based grounds that it averred in its affirmative
defenses to this complaint. Since oral dismissal motions are not
recognized in ULP cases prior to a hearing, I instructed Respond-
ent to file its written motion so its arguments could be properly
ruled on.
MOTION TO DISMISS
On August 25, 2022, Respondent moved to dismiss this com-
plaint, raising jurisdictional and lack of standing arguments as
2 I ruled that the September 13 hearing would be held in-person. See
GC Exh. 1(q).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
well as arguments for dismissal on the merits of the complaint.3
On September 7, 2022, Charging Party opposed Respondent’s
motion to dismiss.4 The General Counsel also opposed Respond-
ent’s motion on September 8, 2022.5 There was some confusion
whether I, as the trial judge, could rule on Respondent’s motion
to dismiss prior to opening the record at trial. At that time, even
with the hearing scheduled to begin on November 1, 2022, I be-
lieved that I could rule on the motion pursuant to Section
102.35(a)(8) of the Board’s Rules and Regulations (Board
Rules). However, the General Counsel argued, inter alia, that
Respondent’s motion should have been filed with the Board pur-
suant to Section 102.24 of the Board’s Rules.
While Respondent’s motion to dismiss was pending, I in-
formed counsel for the parties that, due to an emergency sched-
uling conflict, another judge may be reassigned to hear this mat-
ter. On October 21, 2022, Respondent complained to the Board’s
Chief Administrative Law Judge Robert Giannasi and the
Board’s Inspector General David Berry about this potential
change in scheduling. Since investigating the issues raised in Re-
spondent’s October 21 letter could have extended beyond the
hearing date, this matter was postponed indefinitely off the No-
vember 1, 2022 trial date. However, I remained the trial judge
assigned to this case.6 On January 3, 2023, I, together with the
parties, rescheduled the in-person hearing to Tuesday, March 28,
2023.
With the case being rescheduled to March 28, 2023, that
meant that Respondent’s motion to dismiss had been filed (and
pending) for more than 28 days prior to the date of hearing. As
such, pursuant to Section 102.24 of the Board’s Rules, Respond-
ent’s motion was required to be submitted to, and ruled upon, by
the Board. Accordingly, on February 8, 2023, I, via the Division
of Judges, transferred Respondent’s Motion to Dismiss to the
Board for decision.7
However, on February 10, 2023, Respondent withdrew its mo-
tion to dismiss before the Board, which the Board accepted and
withdrew on February 13, 2023.8 This action effectively mooted
Respondent’s motion to dismiss on procedural and merit-based
grounds.
Approximately 1 month later, however, Respondent filed its
Renewed Motion to Dismiss before me.9
RENEWED MOTION TO DISMISS
Respondent’s renewed motion eliminated all of the merit-
based grounds to dismiss the complaint. Instead, the motion
sought to dismiss the complaint on procedural grounds only, ar-
guing, inter alia, that Board should decline jurisdiction over this
matter since Respondent should be considered a political
3 Also on August 25, 2022, the same date it moved to dismiss this
complaint, Respondent moved to postpone the September 13 hearing
date so that Mr. Penn, who was out of the country conducting Respond-
ent’s business, could be available to appear in-person. GC Exh. 1(s).
Respondent’s request was granted, and on August 29, 2022, the in-per-
son hearing was rescheduled to commence on November 1, 2022. GC
Exh.1(x).
4 GC Exh. 1(z).
5 GC Exh. 1(aa).
6 GC Exh. 1(dd) – (ff).
7 GC Exh. 1(ii).
subdivision and/or a single employer with the City of Los Ange-
les. Respondent also averred that Charging Party lacked standing
to bring this case since he is not an aggrieved individual.
On March 24, 2023, 4 days before the hearing date, Counsel
for the General Counsel opposed Respondent’s renewed Motion
to Dismiss. I informed counsel for the parties that I would rule
on Respondent’s motion on the record at the hearing.
On March 28, 2023, when I opened the hearing, I denied Re-
spondent’s renewed procedural motion to dismiss in its en-
tirety.10 Although counsel for the General Counsel argued
against dismissal based on the merits of the case, I did not rule
on those arguments because Respondent’s motion was proce-
dural in nature, and as such, none of the General Counsel’s ar-
guments about the merits of the complaint were before me at that
time.11
After ruling on several other pre-trial motions on the record,
this case proceeded to trial in Region 31. Counsel for the General
Counsel presented only documentary evidence. No witnesses
testified in either the General Counsel’s or Charging Party’s
cases in chief.
MOTION FOR DIRECTED VERDICT
After the close of counsel for the General Counsel’s case, and
after Charging Party waived his right to call any witnesses, Re-
spondent moved for a directed verdict on the entire complaint,
arguing that counsel failed to prove by the preponderance of the
evidence that an 8(a)(1) violation occurred on any of the com-
plaint allegations. Counsel for the General Counsel and Charg-
ing Party verbally opposed said motion on the record.
After reviewing the evidence and the parties’ arguments on
the record, I analyzed Respondent’s motion as a motion for sum-
mary judgment (since there was no witness testimony, counsel
for the General Counsel relied solely on the documents in the
record and neither party disputed any material fact at issue in the
case). After reviewing the evidence and the parties’ arguments
on the record, I granted a directed verdict/summary judgment,
because counsel for the General Counsel failed to prove, by a
preponderance of the evidence, that Mr. Penn impliedly threat-
ened any employees with unspecified reprisals or with discharge
for employees taking work related complaints to the public or
third parties. This Decision memoralizes my on-the-record rul-
ing.12
FINDINGS OF FACT13
I. JURISDICTION
CORE has been a California, nonprofit organization, with a
principal location in Los Angeles. Respondent is engaged in the
8 GC Exh. 1(jj) – (kk).
9 GC Exh. 1(ll).
10 See Vol 1 Tr. at 14–22.
11 Id. at 21-22.
12 I incorporate by reference my ruling from the record. See Vol 2 Tr.
at 84-101. This Decision mirrors my ruling except I added language to
this Decision to clarify meaning, delete unnecessary phrases and correct
typographical errors in the transcript.
13 Specific citations to the transcript and exhibits are included where
appropriate to aid review and are not necessarily exclusive or exhaustive.
COMMUNITY ORGANIZED RELIEF EFFORT
5
business of saving lives and strengthening communities im-
pacted by or vulnerable to crises, like helping communities re-
build during the war in Ukraine and assisting communities sur-
vive during and in the aftermath of the COVID-19 pandemic.
It is undisputed that, during the calendar year of 2021, Re-
spondent provided services valued in excess of $50,000 directly
to customers outside of the state of California. Accordingly, it is
undisputed, and I find that, Respondent has been an employer
engaged in commerce within the meaning of Sections 2(2), (6)
and (7) of the Act.
It is also undisputed, and I find, that Co-Founder and Chair-
person of the Board Penn and Co-Founder and Chief Executive
Officer Ann Lee (Lee) have been agents of Respondent as de-
fined in Section 2(13) of the Act.
Lastly, it is undisputed that Mr. Rojas is a practicing attorney
in Los Angeles, California. He is not nor has he ever been an
employee of Respondent and he does not represent any former
or current employees of Respondent.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background Facts
The parties stipulated to the following background facts:
1. In January 2021, the United States was in the midst of a once-
in-a 100-year-pandemic, COVID-19 (the pandemic), that was
sweeping across the country, including the City of Los Angeles.
2. As of January 29, 2021, Respondent employed approxi-
mately 1900 employees.
3. As states and cities across the country increasingly utilized
private health care providers for vaccine distribution, govern-
ment agencies began directing the closure of many of the vaccine
and testing sites to which CORE partnered. As a result, Respond-
ent’s workforce downsized from 1900 to approximately 950 em-
ployees.
B. Specific Incidents of Alleged Unlawful Conduct
The facts giving rise to the incidents of alleged unlawful con-
duct are largely undisputed:
4. In or around January 2021, the City of Los Angeles’ Mayor
Eric Garcetti (Garcetti or the Mayor) converted Dodger Stadium,
which initially served as a site for testing Los Angeles’ residents
for COVID-19, into a vaccination site so that residents of the
City of Los Angeles could get vaccinated.
5. On/around January 28 and 29, 2021, Respondent was either
invited or agreed to participate at Dodger's Stadium’s Vaccina-
tion Day to assist the city and other local partners with its vac-
cination efforts.
6. While it is unclear from the record how many CORE em-
ployees attended/worked at Dodger Stadium during the Vacca-
tion Day event, it is undisputed that some, but not all, CORE
employees worked the Vaccination Day event on January 28 and
29.
7. On January 29, 2021, the New York Times (NYT) pub-
lished an article about the Vaccination Day event. The article de-
tailed what occurred during the event and included interviews
with various individuals, participating organizations, and others
14 GC Exh. 2.
15 GC Exh. 3.
that attended and/or worked the event.14
8. Following the NYT article, two anonoymous commenters
posted their opinion about working at the Dodger Stadium Vac-
cination Day event on the New York Times website.15 Although
it is unclear whether the two posters were Respondent employ-
ees, viewing all facts in a light most favorable to the General
Counsel, I find that the posters were either employees of Re-
spondent or Mr. Penn perceived them as employees of Respond-
ent.
9. In any event, on January 28, 2021, one commenter posted
the following:
I work at the Dodger Stadium site and this article is inaccurate.
The line about no honking cars is true. However, I had patient
after patient yelling and complaining about the four hour wait
and lack of restrooms. Sure, no one honked their horn, but a
driver threatened to run over one of our staff members unless
he let them on site. What the article does not mention is that we
have staff working 18-hour days, 6 days a week, without the
backup coverage to be able to take time off. This is an OSHA
violation and it exists because the mayor ordered that we tran-
sition from a test site to a vaccination site in less than a week.
If we had more time to transition, we wouldn't have staff work-
ing these hours without the opportunity to take breaks - they
are schedulers and are essential to the function of the site. With-
out them, we wouldn't be vaccinating. The mayor more or less
ordered an OSHA violation. There is a shipping container on
site that is a designated space for overworked staff to go cry in.
If you're not let into this shipping container, it's because staff
are crying inside. Garcetti created these conditions and looks
like a hero for it. Additionally, Garcetti got to skip the line for
vaccine doses. Our staff wait in a queue to receive drawn vac-
cines. Garcetti went to the front of the line every time and the
patients in his line received expedited service. Additionally, the
line about his phone number is a violation of our policies - no
one gets special treatment.16
10. On January 29, 2021, a second commenter posted the fol-
lowing:
I am working on the ground at Dodger. We do NOT get krispy
kreme for breakfast. In fact, we usually DON'T get breakfast,
just coffee. And the lunch is NOT subway. It's the same old
lettuce wraps every clay. It's free lunch for staff/volunteers so
I'm not complaining but still...not subway. Also, it's NOT wifi
issues with the iPacls. It's server issues/bugs with the Carbon.
Health server that we are using to log people in. Other websites
will load and the iPads work perfectly fine, but the Carbon
Health app/site is still in beta and is EXTREMELY buggy and
slow. Someone told me once they checked in 3 patients in 55
minutes because of how slow the Carbon website was. Lastly,
the day the line was over 4 hours long was because the mayor
decided to let over 1,000 police officers cut the line and get
vaccinated without an appointment, throwing the entire system
off. On a typical day the line will not be that long.17
11. Although there was some dispute regarding: (1) whether
16 GC Exh. 3, at 1.
17 GC Exh. 3, at 2.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
an actual OSHA violation occurred, (2) the type of food that
workers were given for lunch, and (3) whether those specific de-
tails are considered terms and conditions of employment, again,
viewing the facts in a light most favorable to the General Coun-
sel, I find that the anonoymous commenters were complaining
about their terms and conditions of employment.
12. Following the online comments, it is undisputed that, on
January 29, 2021, Mr. Penn either wrote or directed CEO Ann
Lee to write an email to all employees as follows:
A Message To All CORE Staff From Sean Penn,
As a fellow citizen, I first want to express my extreme gratitude
for your dedicated and inspiring work on behalf of your com-
munities. You have gone above and beyond the vision of
CORE leadership. As Chairman & Co-Founder of CORE, I've
been awed by the evolution of our organization. It would be a
lame conceit for any of us in upper management to claim pro-
priety over the vision that could only have formed itself follow-
ing the emergence of your talent, care, and sacrifice, The in-
vention brought forward by so many of you. You deserve to
embrace a unique pride, that throughout your lives, you can as-
sociate with these historic times. I cannot express with words
the unprecedented sense of pride that I have to be associated
with you.
That said, expressions with words mean little without actions
clear and tangible. So, as I assess, and re-assess, my own re-
sponsibility in management to all of you, and to all those we
serve in the race against mutations and the fight against the cur-
rent strains of Covid-19, trust that I awaken pre-dawn and pass
out post-midnight every morning and every night, pulling at
my hair and pounding pavement, not only to scrape every
penny I can find to facilitate continuing and scaling our work,
but also to consistently consider the human toll of that work on
all of you. I have extraordinary partners in this mission, most
significantly my co-founder and our CEO, Ann Lee. Ann and
I know very clearly where we have succeeded and where we
have failed daily and cumulatively. The snowballing chal-
lenges of CORE's work are immeasurable, and while it takes
no measure to recognize that mistakes have and will be made,
I pledge to you that our focus on your safety, your well-being,
and on our joint ability to continue the evolution of CORE's
empathy and efficiency is a commitment we hold sacred.
It is in this spirit, and for this reason, that I am directly reaching
out to each and every one of you to address a grave concern. In
my now nearly fifteen years of working in disaster response
beginning in Hurricane Katrina (and I'll spare you my "I
walked twenty miles through snowy mountains to get to
school" stories), the greatest lesson I have learned is that valu-
able, organized response is most vulnerable to destruction from
within. Time and time again, I have seen people and countries
betrayed by the pettiness of in-fighting from within the very
organizations they most relied on. We do not ask, ever, that
loyalty is blind or anything else that would trade accountability
for the efficiency and empathy that we commit to those we
serve or to each other. We have strong complaint procedures
and endless other internal avenues for productive criticism.
But, as a disaster response organization, each of our first
accountabilities to ourselves must accept that our work can
never ever be compared like the apples to oranges of other
workplaces.
At the outset, CORE, of course, takes seriously and complies
with OSHA and all applicable regulations. OSHA has an es-
sential role in all workplaces, and while CORE does everything
in its power to comply not only with the protocols of OSHA,
but also the basic laws of common sense, we must accept that
we have taken on jobs that must push that envelope virtually as
far as is reasonably allowable, while fairly expecting that
OSHA too, in its commitment to public service, will exercise
the common sense understanding that by necessity, the struc-
ture of the work and workplace we provide demands an adapt-
ability that is not cemented by pre-pandemic precedent.
And any among us who don't find themselves built in this way
for the mission at hand, any of us who don't recognize our in-
herent duty to prop each other up, any of us who might find
themselves predisposed to a culture of complaint, have a much
simpler avenue than broad-based cyber whining. It's called
quitting. Quit for CORE. Quit for your colleagues who won't
quit. Quit for your fellow human beings who deeply recognize
that this is a moment in time. A moment of service that we must
all embody sometimes to the point of collapse. That's my job.
And that's your job.
I am embarrassed to have to preach these words to the very
people who are so dominantly beyond the proverbial choir.
Those who, in effect, are every bit the leaders of CORE that I
am. This message is not for you. And this message is not a ran-
dom condemnation of those who may find themselves, for
whatever reason, unwilling or unequipped to continue with
CORE.
I'm sure many of you are correctly assuming that what has ini-
tiated this particular communiqué began with a pair of highly
visible comments on a major news outlet's platform by two
people who anonymously represented themselves as CORE
staff. Those comments, which claimed to be revealing of inac-
curacies about our vaccine effort at Dodger Stadium in a news
report, were in themselves not only a propagation of deeper in-
accuracies, but also indulged the personal opinions of those al-
leged CORE staffers in a way that violates everything that
keeps us whole. We are an organization built on partnerships.
Extraordinary partnerships. Partnerships in California. Partner-
ships in the Navajo Nation. Partnerships in Port-au-Prince,
Washington, D.C., Fulton County, and numerous others. An
undeniable example of a valued trust, mentorship, and partner-
ship is that which CORE has with the City of Los Angeles and
its LAFD. This high impact partnership did not happen by ac-
cident, and it didn't happen overnight. It happened because all
the CORE strategic and operational inputs made by so many of
you, and those you stand shoulder-to-shoulder with every day,
earned it. It also happened because of the unique faith offered
CORE by Los Angeles city leadership.
So, when two from within our ranks make unilateral decisions
to indulge their own whim of dissent in the low-hanging fruit
of cyberspace, and to, in this situation, register such obscene
critiques of valued partners, or CORE itself, the only thing they
COMMUNITY ORGANIZED RELIEF EFFORT
7
will have contributed to is a lessening of CORE's impact in the
fight against COVID-19. A fissure that could collapse a life-
saving enterprise. And to whoever authored these, understand
that in every cell of my body is a vitriol for the way your actions
reflect so harmfully upon your brothers and sisters in arms. I
have taken counsel and here will refrain from using the words
with which I would otherwise choose to describe the character
of your actions.
I want to select one among the uninformed inaccuracies that
was stated in those shameful entries. It was stated that the
Mayor of Los Angeles "...more or less ordered an OSHA vio-
lation." This allegedly related to excessive work hours for
CORE staff. I like taking this one on. I like taking it on for two
reasons. One, because over these last eleven months, I learned
to quickly leave my cynicism towards political leadership at the
door anytime a political leader acted in ways that earned my
faith and my optimism. Theirs is not a job for the faint of heart.
They get up every day to be smacked in the face by a tidal wave
of bureaucracy and political push and pull. They voluntarily
submit to hostile levels of scrutiny while leading inevitably
trial-and-error initiatives that so rarely are acknowledged for
their triumphs and so consistently are criticized when good in-
tentions fall short. In my view, and much of it has been from a
front row seat, Mayor Garcetti epitomizes both the humility
and vision most valued as a partner with CORE. He has been a
leader on every level. A leader and a listener. An encourager-
in-chief.
So, let me make this EXCESSIVELY CLEAR: With all due
respect to the Mayor's official authorities and responsibilities,
none give him authority to "order" or impose directives directly
on CORE staff. Full stop. His official authority is exercised at
his initiative through a chain of command, that in the case of
Covid vaccination programs, he directs through the highly
structured and extraordinarily well-led Los Angeles Fire De-
partment, with whom we partner on site. Notwithstanding an
array of speculations one may make related to advance plan-
ning by advance planners from within the partnership as a
whole, circumstances outside CORE's control and outside the
Mayor's control can suddenly shift. As was the case in transi-
tioning from testing to vaccination. When there is a quantifia-
ble urgent need and an unquantifiable supply of vaccine, it
should be of no surprise that we would have a day of reckoning
where surge crowds and slim staffing merge. The un-noted
shared triumph of our shared partnerships is that it jointly took
us only one insane day to get squared away from those four-
hour waits to the twenty-five-minute ones on the day that fol-
lowed.
So, no, the mayor DID NOT order excessive hours of CORE
staff and volunteers. He gave a directive to the extraordinary
men and women of Los Angeles Fire Department. An occasion
they immediately rose to. Following chain of command, lead-
ership from LA Fire came to CORE leadership. The responsi-
bility for any additional work hours requested of CORE staff
falls squarely at my feet, and not because I "ordered" it. But
because we in CORE leadership asked it of you, our extraordi-
nary staff and volunteers. And guess what? You rose up. You
did. Not me. All of you. And I will admit something. It made
me weep. Not with some stupid self-presumed sense of fatherly
pride, but simply a human pride in experiencing that people
like you exist.
Contrary to what the aforementioned ill-equipped alleged
CORE staffer's cyber comments claimed, I do believe Mayor
Garcetti is a hero. I do believe that the Los Angeles Fire De-
partment is chock-full of heroes. But what's unique about all of
you is that you rose up from the ranks of common citizenship
and built a citizen army into a heroic one. Please support each
other in continuing this mission. You are the beginning of a
once in a century generation.
Calamity response is, at best, controlled chaos. But I want to
emphasize the word control and return at last to the general fo-
cus on partnership. We have all been given a gift. As precious
a gift as we will ever be given. The utter human genius of those
scientists who were able to choreograph control over this virus.
A vaccine. A vaccine that we together with our partners admin-
ister into the arms of our fellow human beings. We have a job
to do, and I beg those who are unwilling to do it, to quit. The
notionthat negativity is a proxy for insight is an understatement
for the reckless narcissism and self-indulgence that played it-
self out in the broad betrayal of all.
In summary, here's what I believe we should focus on that per-
haps may be more important than any comment that our al-
ready stretched thin resources should be channeled to breakfast
buffets (that no one working in a clothing store would expect
from their employer). I want to focus on the aforementioned
gift we received. For those who read this who have already
been vaccinated, your gift's ribbon is tied. For those who have
not, be they CORE or any of our partners, and all those in the
general population in the United States of America, do not min-
imize the gift in your hands of knowing that there is light at the
end of the tunnel, because for so many millions upon millions
of people in so many other countries, there has not even begun
to be any evidence of hope that they will receive the vaccine all
of us are so damn lucky to know we will. If we all focus our
attention on the mission at hand, CORE will persevere. And
within some gray area of time, between four months and two
years, the population of this nation, all of us, our families and
friends, will be protected from this horrible virus. Let's focus
on saying thank you to science by continuing to support each
other through thick and thin so that we may be an organization
who can ultimately reach out its tentacles of experience and of-
fer its dedicated staff to a world in waiting.
l do not feel that l have served you well enough in this mission
in making sure that l communicate regularly to all of you just
how extraordinary you are. I hope that for me too, this is the
beginning of a better day, and that l will be able to offer you
your deserved acknowledgment from my end. To those l have
overlooked, take this as my sincerest apology. l will try to look
harder through the sea of masked faces to see the people behind
them. No excuses. Only improvement. Let's all summon every
bit of strength to be a sum that is as great as the parts you all so
individually represent.
My deepest gratitude and respect,
Sean Penn
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
Chairman and Co-Founder of CORE18
13. Mr. Penn’s email was distributed to approximately 1900
personnel, the majority of whom were employees.
It is Mr. Penn’s email (and the objective interpretation therein)
that is the subject of this case.
Analysis
I. MOTION FOR DIRECTED VERDICT/SUMMARY JUDGMENT
A. Legal Standard
The Board does not necessarily have a mechanism similar to
what the Federal Rules of Civil Procedure and the Federal Rules
of Evidence calls a motion for a directed verdict. Although often
times, a party, usually a Respondent, will file such a motion after
the close of the General Counsel's case, a motion for a directed
verdict does not technically exist in ULP hearings.
However, this is a unique situation, in that the General Coun-
sel has relied solely on documents, specifically General Counsel
Exhibits 2, 3, and 4, as well as stipulations that the parties have
agreed to, as her case in chief. Usually, when such a situation
presents itself, it is more akin to a motion for a stipulated record
with the Board. Such a motion occurs when the parties ask the
judge to rule on the merits of the case based on the documents
that are submitted.19
Yet, this procedural situation does lend itself to me ruling on
Respondent's motion like it was a motion for summary judgment.
Again, there is no testimony in the record. Neither the Charging
Party nor Respondent presented any witness testimony. The par-
ties are relying solely on the documents. There have been no ob-
jections to the authenticity of the documents. All of the docu-
ments have been received into evidence. Therefore, I am essen-
tially evaluating this case on the documents which is akin to a
motion for summary judgment. As such, I view Respondent's
motion as a motion for a summary judgment after the close of
the General Counsel's case. I have authority to rule on that mo-
tion, pursuant to Section 102.24(a) of the Board's Rules.
Under a motion for summary judgment standard, I must re-
view the evidence and rule in favor of the moving party only if
there are no genuine issues of the material fact at issue and that
the moving, in this case, Respondent, is entitled to a judgment as
a matter of law.20 It is not necessary for the party opposing sum-
mary judgment to submit affidavits or other evidence that estab-
lishes the factual issue.21 Rather, the Board, in its discretion,
may deny the motion, where the motion itself fails to establish
18 GC Exh. 4 (emphasis, quotations and capitalization in original).
19 I agree with the General Counsel that this case should have been
filed as a stipulated record, given that General Counsel did not present
any testimony but relied solely on the documents as evidence. However,
for such a motion to be granted, both parties must agree to waive a hear-
ing. Since that did not happen, technically, I cannot consider Respond-
ent's motion a motion for a stipulated record.
20 See Security Walls, LLC, 361 NLRB 348 (2014); Mercedes-Benz
U.S. International Inc., 365 NLRB 662 (2017).
21 Sec. 102.24(b) of the Board's Rules state neither the opposition nor
the response must be supported by affidavits or other documentary evi-
dence showing that there is a genuine issue for hearing.
22 Leukemia and Lymphoma Society, 363 NLRB 1084 (2016).
23 Smithers Tire & Auto. Testing of Tex., 308 NLRB 72 (1992).
the absence of a genuine issue, or where the opposing parties'
pleadings, oppositions, and/or response indicate on its face that
a genuine material issue exists.22
Accordingly, viewing the facts in a light most favorable to the
General Counsel, the issue in this case basically boils down to
whether Mr. Penn's January 29, 2021 email impliedly threatened
employees with unspecified reprisals by disparaging those who
took work-related complaints to the public or third parties, and
whether Respondent, through Mr. Penn, impliedly threatened
employees with discharge by inviting them to quit, rather than
allowing them to take their work-related complaints to the public
or to third parties, in violation of Section 8(a)(1) of the National
Labor Relations Act. For the reasons set forth below, I do not
find that Respondent violated the Act as alleged. I will take each
issue in turn.
II. RESPONDENT DID NOT VIOLATE THE ACT WHEN PENN
ALLEGEDLY IMPLIEDLY THREATENED EMPLOYEES WITH
UNSPECIFIED REPRISALS IF EMPLOYEES TOOK THEIR WORK-
RELATED COMPLAINTS TO THE PUBLIC OR TO THIRD PARTIES
A. Legal Standard
In assessing whether a remark constitutes a threat, the appro-
priate test is “whether the remark can reasonably be interpreted
by the employee as a threat.”23 The actual intent of the speaker
or the effect on the listener is immaterial.24 The “threat in ques-
tion need not be explicit if the language used by the employer or
his representative can reasonably be construed as threatening.”25
Rather, the Board considers the totality of the circumstances in
assessing whether the reasonable tendency of an ambiguous
statement is a veiled threat to coerce.26
Accordingly, the basic
test to find an 8(a)(1) violation is whether, under the totality of
the circumstances, the employer’s conduct may reasonably be
said to restrain, coerce, or interfere with an employee’s rights un-
der Section 7 of the Act.27
As you might imagine, determining whether an ambiguous
statement is an illegal threat versus an opinion about possible
consequences has proven difficult. It must be assessed in a fact-
specific manner, taking into account the employer's right to free-
dom of speech under Section 8(c) of the Act, balanced against
the employee’s right to be free from coercive threats under Sec-
tion 7. In balancing these competing interests, the Board has held
that threats of job loss or loss of hours in retaliation for engaging
in union activities violate Section 8(a)(1) of the Act.28
Now, in order to make the determination of whether an
24 Smithers Tire, 308 NLRB 72 (1992); see also Wyman-Gordon Co.
v. NLRB, 654 F.2d 134, 145 (1st Cir. 1981) (inquiry under Sec. 8(a)(1)
is an objective one which examines whether the employer's actions
would tend to coerce a reasonable employee).
25 NLRB v. Ayer Lar Sanitarium, 436 F.2d 45, 49 (9th Cir. 1970).
26 KSM Industries, 336 NLRB 133, 133 (2001).
27 American Freightways Co., 124 NLRB 146 (1959) (basic test is
whether the employer’s conduct may reasonably be said to restrain, co-
erce, or interfere with an employee’s rights under Section 7 of the Act).
28 United/Bender Exposition Service, 293 NLRB 728, 732 (1989);
Middletown Hospital Association, 282 NLRB 541 (1986); Air Express
International, 281 NLRB 932 (1986); Fiber Glass Systems, 278 NLRB
1255 (1986); Foundation of California State University, 255 NLRB 202
(1981); Louis Gallet, Inc., 247 NLRB 63 at fn. 1 (1980).
COMMUNITY ORGANIZED RELIEF EFFORT
9
ambiguous statement can reasonably be construed as a threat, the
trier of fact must undertake a fact-based analysis. I conducted
such an analysis in the case of Cintas Corp., 372 NLRB No. 34
(December 16, 2022), which is illustrative of the analysis I must
undertake in this case.29
In Cintas, I had to decide whether Cintas violated Section
8(a)(1) when the Charging Party's manager allegedly threatened
him with the loss of promotional opportunities when his manager
said that Charging Party did not have the right brand for leader-
ship.
Mr. Heidenreich, the Charging Party, a sales representative for
Cintas, engaged in prior, protected concerted activity when he
complained with several of his coworkers about his manager’s
management style. Shortly thereafter, Heidenreich applied for a
promotion to become a supervisor over the sales representatives
in his department. I found that Heidenreich’s manager was aware
of Heidenreich’s prior protected, concerted activity. In any
event, Heidenreich was interviewed for the position but his man-
ager selected another individual for the supervisor position.
When Heidenreich was informed by his manager that he was
not selected, he told his manager that he knew he would not be
selected. In response, the manager stated the reason why Hei-
denreich was not promoted was because he “didn’t have the right
brand for leadership.”
In analyzing whether the manager’s statement, “didn’t have
the right brand for leadership,” would objectively be viewed as
an unlawful threat, I viewed, and the Board required me, to view
the totality of the circumstances surrounding the statement. What
that meant was not only did I have to look at the statement at
issue, but also the circumstances surrounding the context in
which the statement was made. In essence, I had to view all of
the facts and factors that led up to the manager making such a
statement; not simply interpret the words within the statement
itself.
The manager credibly testified at trial that, when she said Hei-
denreich “didn’t have the right brand for leadership,” since Mr.
Heidenreich had had interpersonal communication deficits,
which had been previously documented, she meant that Hei-
denreich lacked the requisite interpersonal management and
communication skills to become an effective supervisor. As
such, viewing the statement together with the surrounding total-
ity of the circumstances, I found that the statement alleged was
not an unlawful threat; rather, that Heidenreich did not promote
because of his lack of interpersonal communication and manage-
ment skills. The Board did not overturn my decision on this is-
sue.30
Accordingly, in determining whether an ambiguous statement
is an unlawful threat due to a person’s prior protected concerted
activity, I cannot cherry pick and emphasize the problematic
statements standing alone, rather I must evaluate the statement(s)
in context with the totality of the circumstances at issue.
B. Discussion
Viewing Mr. Penn's email, in light of the above standard, con-
sidering all of the surrounding facts and the context of what gave
29 372 NLRB No. 34 (December 16, 2022).
30 Id.
rise to the email, I conclude that Respondent is entitled to judg-
ment as a matter of law, because in viewing the email in its to-
tality and the surrounding circumstances, I do not find that Mr.
Penn’s email could be reasonably construed as a veiled threat.
Rather, in looking at the email in its totality, I find that the
tenor of Mr. Penn's email is essentially: to rally his employees to
focus on the larger mission of CORE, which was to vaccinate as
many Los Angeleans as possible. To wit, Mr. Penn’s email ex-
plained that the mission of CORE at the Vaccination Day event
was unlike any other situation. There would be difficulties in
vaccinating thousands of residents. There would be disorganiza-
tion since the Vaccination Day event operation had never been
conducted before. There would be folk who were displeased with
the operation procedures and make inaccurate statements about
what occurred at Dodger’s Stadium.
As such, there is no other objective reading that can be made
of this email, other than that Mr. Penn was trying to correct the
record, with respect to the online complaints, to correct the inac-
curacies that had been conveyed about the Vaccination Day
event, and to rally his employees not to give up on the mission
of CORE during the event at Dodger’s Stadium. He also con-
veyed that, despite the difficulties that may have occurred during
the event, employees must keep in mind the general, overarching
mission of what CORE was doing at the Dodger’s Stadium
event: vaccinating thousands of residents from a deadly virus
that was sweeping across Los Angeles and the United States.
Counsel for the General Counsel prefers that I focus solely on
the alleged problematic language in Penn’s email to the exclu-
sion of everything else. For example, Penn’s statement on page
2, fourth paragraph of General Counsel Exhibit 4, reads:
So when two from within our ranks make unilateral decisions
to indulge their own whim of dissent in the low hanging fruit
of cyberspace, and to, in this situation, register such obscene
critiques of valued partners or CORE itself, the only thing they
will have contributed to is a lessening of CORE's impact in the
fight against COVID, a fissure that could collapse a life-saving
enterprise. And to whom—whoever authored these, under-
stand that in every cell of my body is a vitriol for the way your
actions reflect so harmfully upon your brothers and sisters in
arms. I have taken counsel, and here, will refrain from using
the words with which I would otherwise choose to describe the
character of your actions.31
Taking Penn’s statement out of context and/or emphasizing the
above language to the exclusion of all of the other statements in
Penn’s email, one could conclude that Penn’s statement is an un-
lawful threat. However, I cannot read Penn’s statement out of the
context from the remainder of the email.
Rather, the plain reading of Mr. Penn’s statement together
with the rest of Penn’s email demonstrates that he is not im-
pliedly threatening employees with unspecified reprisals or dis-
paraging or restraining employees from complaining about their
terms or conditions of employment. Rather, what Penn is, in es-
sence, saying to employees is that, in the context of the Vaccina-
tion Day event at Dodger’s Stadium, do not get caught up in the
minutia of difficult circumstances that CORE is engaged in in
31 GC Exh. 4, at 2.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
vaccinating citizens; but focus on CORE’s mission, which is the
fight against COVID. Indeed, in other areas of Penn’s email, he
praised employees, was appreciative of their efforts during the
Vaccination Day event and was complimentary of their contin-
ued fight against COVID during the pandemic’s challenging
times. Although Penn was frustrated with the inaccuracies of the
posters’ online comments, and may have inartfully worded those
frustrations, Penn’s email was pure speech, i.e, conveying his
opinion about/response to disparaging comments about the
Dodger’s Stadium event rather than conveying unlawful threats
of reprisals in an effort to prevent employees from complaining
about their terms and conditions of employment.
II. RESPONDENT DID NOT VIOLATE THE ACT WHEN PENN
ALLEGEDLY IMPLIEDLY THREATENED EMPLOYEES WITH
DISCHARGE BY INVITING EMPLOYEES TO QUIT RATHER THAN TAKE
THEIR WORK-RELATED COMPLAINTS TO THE PUBLIC OR THIRD
PARTIES
A. Discussion
Similarly, counsel for the General Counsel urges me to high-
light and read another portion of Penn’s email standing alone (as
she did in her argument opposing summary judgment), without
considering the broader context of the email or the factual cir-
cumstances that prompted the email to begin with.
Specifically, on page 2 of General Counsel Exhibit 4, first par-
agraph, Mr. Penn states:
And any among us who do not find themselves built in this way
for the mission at hand, any of us who don't recognize our in-
herent duty to prop each other up, any of us who might find
themselves predisposed to a culture of complaint, have a much
simpler avenue than broad-based cyber whining. It's called
quitting. Quitting for CORE, quitting for your colleagues who
won't quit, quit for your fellow human beings who deeply rec-
ognize this is a moment in time, a moment of service that we
must all embody, sometimes, to the point of collapse. That's my
job, and that's your job.32
Do I believe Mr. Penn’s statement, standing alone, was inartfully
worded? Yes. Surely, if one were to focus on that comment
alone, without context and given the timing of the comment to
the online complaint, one could conclude that Penn’s statement
is an unlawful threat. However, again, that is not the purview that
I must evaluate Penn’s statement.
Rather, I must review the statement in context of the entirety
32 GC Exh. 4, at 2.
33 The fact that the General Counsel called no former/current employ-
ees to testify that they perceived Penn’s email as a veiled threat does not,
in itself, defeat the General Counsel’s case. But, the absence of witness
testimony also must be taken into consideration. This is particularly rel-
evant when a third party, with no connection to Respondent and who
lacks knowledge of the relevant context, files a ULP charge against Re-
spondent.
34 Since I granted Respondent’s Motion for Directed Verdict/Sum-
mary Judgment, counsel for the General Counsel took a special appeal
of my ruling (without awaiting my Decision in this matter) arguing that,
given my ruling on the record, I used my own subjective interpretation
of Mr. Penn’s email and his intent. Nothing could be further from the
truth. Rather, I simply read Penn’s email in the context of the
of the email and the totality of the circumstances. In so doing,
and based on the plain wording of this document, I cannot find
that Mr. Penn’s statement impliedly threatened employees to quit
because of their protected, concerted activity. Rather, it is just
the opposite.
In reading Penn’s statement in context with the bulk of the
email, I find that Penn’s email is a rallying cry for employees to
focus on the larger mission of CORE, and to understand the dif-
ficulties that come with implementing that mission, and if em-
ployees cannot handle that mission for whatever reason, then
they should determine whether CORE’s mission is right for
them.
Again, the recond is devoid of evidence that any employee
perceived Mr. Penn’s email statements as a veiled threat to ter-
minate employees for taking work related complaints outside of
CORE.33 In fact, the record demonstrates that no one was termi-
nated, disciplined or suffered any adverse consequences for com-
plaining on the NYT website about the Vaccination Day event.
Clearly, when read in context, Mr. Penn’s email was pure
speech; it sought to address some inaccuracies made by posters
in two online posts and to encourage employees to remember the
fight against COVID, not the minutia of the goings on at the Vac-
cination Day event. Even under a summary judgment standard,
given all reasonable inferences and viewing the facts in the light
most favorable to the General Counsel, I still cannot conclude
that under the preponderance of the evidence, it is more likely
than
not that Mr. Penn’s email statements can reasonably be
construed as a veiled threat designed to prevent employees from
taking their work-related complaints to the public or to terminate
employees if they do. Rather, the reading of this email, in my
view, was just Mr. Penn’s rallying cry to employees.34
Again, was Mr. Penn’s statement inartfully worded? Abso-
lutely, if one focuses solely on the statement itself without con-
sidering the remainder of the email and the totality of the circum-
stances at hand. However, I cannot interpret ambiguous, in-
artfully worded statements in a vacuum, because context mat-
ters.35
Rather, as I did in Cintas, I am required to look at ambiguous
statements in totality, in context, and consider whether the state-
ment can objectively be interpreted as an unlawful threat. Based
upon the foregoing standard, given all the facts and under the
totality of the circumstances that gave rise to Penn’s email, I find
that Penn’s email allegedly inviting employees to quit rather than
take their work-related complaints to the public or to third parties
circumstances surrounding what CORE employees were required to do
at the Vaccination Day event and the posters’ comments therein. I have
no idea of Mr. Penn’s subjective intent, because neither the General
Counsel nor Respondent called Mr. Penn to testify. Even if Penn testi-
fied, his intent is irrelevant. See Smithers Tire, 308 NLRB 72 (1992) (the
actual intent of the speaker is immaterial).
35 See e.g., FDRLST Media, LLC v. NLRB, 35 F.4th 108, 122 (Third
Circuit found no veiled threat when publisher of media company posted
a tweet saying, “first one of you [referring to employees] tries to unionize
I swear I’ll send you back to the salt mines,” because an alleged threat-
ening statement cannot be viewed in a vacuum, rather must be based
upon the whole course of conduct revealed by the record reviewing other
relevant, contextual evidence).
COMMUNITY ORGANIZED RELIEF EFFORT
11
cannot reasonably be interpreted as a veiled threat violative of
the Act.
Therefore, I conclude that judgment, as a matter of law, should
go to Respondent. I do not find that the General Counsel, based
upon the evidence before me, has met her burden by the prepon-
derance of the evidence. Reviewing the evidence in its totality
and in context, I cannot read Penn’s email and objectively con-
clude that his statements intended to coerce, restrain, or threaten
anyone with unspecified reprisals by allegedly disparaging em-
ployees who took their work-related complaints outside of
CORE. I also cannot conclude, based upon the totality of the
circumstances, that Mr. Penn's email impliedly threatened em-
ployees with discharge, by inviting employees to quit working
for Respondent rather than take their work-related complaints to
the public or third parties.
I am persuaded by the evidence before me that Respondent
did not violate Section 8(a)(1) of the Act as alleged. Accord-
ingly, for the foregoing reasons, I grant Respondent's motion for
a directed verdict, construed here as a motion for summary judg-
ment, and recommend that this complaint be dismissed in its en-
tirety.
Dated, Washington, D.C. April 17, 2023