Quality Improvement Organization Manual (Pub. 100-10), Ch. 5 § 5060.3
Beneficiary Complaint: QIO’s Final Decision, Preparing, and Mailing
5060.3 – Beneficiary Complaint: QIO’s Final Decision, Preparing, and Mailing
the Letter to Providers and/or Practitioners and the Beneficiary
(Rev. 28, Issued: 10-21-16, Effective: 10-21-16, Implementation: 10-21-16)
The QIO must provide notice to the beneficiary and the provider/practitioner of the reconsidered
determination as soon as it is complete [i.e. within five (5) calendar days of receiving the request
for reconsideration and the records for the review]. The initial notice may be done by telephone
but written notice must be provided by noon the next calendar day.
A QIO is NOT required to obtain consent from the practitioner and/or provider to disclose to the
beneficiary the QIO’s Reconsideration Determination, the standard(s) of care at issue, whether
or not the standard(s) was met, and the specific facts pertinent to the QIO in making that
decision.
A QIO is required to give written notice as well to the practitioner and/or provider. CMS
recommends that this be done by providing a copy of the Letter to Beneficiary – Beneficiary
Quality of Care Complaint: Reconsideration Determination Letter to Beneficiary (Appendix 5-
4.2)
A QIO shall follow the procedures in this section for preparing the QIO’s Reconsideration
Determination Letters (Appendix 5-4.1and 5-4.2). For all complaints involving practitioners or
providers, the letter to the beneficiary (Appendix 5-4.2) shall include ALL of the following:
1. A statement for each quality of care concern identified where care did or did not meet the
standard of care.
2. A statement defining the standard of care that the QIO identified for each quality of care
concern.
3. A statement of the facts describing how the practitioner and/or provider did or did not
meet the standard of care.
• The statement of facts should relate only to the facts that were essential in
determining whether a provider and/or practitioner met professionally recognized
standards of care.
4. A statement that this constitutes the QIO’s final decision on the complaint, that no further
rights are available, and there is no appeal right to the beneficiary for the applicable
standard(s) of care.
The QIO shall prepare and mail the Beneficiary Quality of Care Complaint: Reconsideration
Determination Letter to the practitioner/provider (Appendix 5-5.1) and the Beneficiary Quality
of Care Complaint: Reconsideration Determination Letter to Beneficiary (Appendix 5-5.2).
A QIO shall follow the procedures in §5060.4, “Beneficiary Complaint: Procedures for Closing
a Complaint Review” for closing the case in the CMS-designated case review system.
A QIO may refer the practitioner/provider for, Quality Improvement Initiatives in accordance
with §5125 if deemed appropriate.