Federal (United States) · Regulations
Part 9 — FIDUCIARY ACTIVITIES OF NATIONAL BANKS
21 sections
21 sections
- 12 C.F.R. § 9.1Authority, purpose, and scope.
- 12 C.F.R. § 9.2Definitions.
- 12 C.F.R. § 9.3Approval requirements.
- 12 C.F.R. § 9.4Administration of fiduciary powers.
- 12 C.F.R. § 9.5Policies and procedures.
- 12 C.F.R. § 9.6Review of fiduciary accounts.
- 12 C.F.R. § 9.7Multi-state fiduciary operations.
- 12 C.F.R. § 9.8Recordkeeping.
- 12 C.F.R. § 9.9Audit of fiduciary activities.
- 12 C.F.R. § 9.10Fiduciary funds awaiting investment or distribution.
- 12 C.F.R. § 9.11Investment of fiduciary funds.
- 12 C.F.R. § 9.12Self-dealing and conflicts of interest.
- 12 C.F.R. § 9.13Custody of fiduciary assets.
- 12 C.F.R. § 9.14Deposit of securities with state authorities.
- 12 C.F.R. § 9.15Fiduciary compensation.
- 12 C.F.R. § 9.16Receivership or voluntary liquidation of bank.
- 12 C.F.R. § 9.17Surrender or revocation of fiduciary powers.
- 12 C.F.R. § 9.18Collective investment funds.
- 12 C.F.R. § 9.20Transfer agents.
- 12 C.F.R. § 9.100Acting as indenture trustee and creditor.
- 12 C.F.R. § 9.101Providing investment advice for a fee.