Federal (United States) · Regulations
Part 335 — SECURITIES OF STATE NONMEMBER BANKS AND STATE SAVINGS ASSOCIATIONS
22 sections
22 sections
- 12 C.F.R. § 335.101Scope of part, authority and OMB control number.
- 12 C.F.R. § 335.111Forms and schedules.
- 12 C.F.R. § 335.121Listing standards related to audit committees.
- 12 C.F.R. § 335.201exempted from registration.
- 12 C.F.R. § 335.211Registration and reporting.
- 12 C.F.R. § 335.221Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
- 12 C.F.R. § 335.231Certification, suspension of trading, and removal from listing by exchanges.
- 12 C.F.R. § 335.241Unlisted trading.
- 12 C.F.R. § 335.251Forms for notification of action taken by national securities exchanges.
- 12 C.F.R. § 335.261Exemptions, terminations, and definitions.
- 12 C.F.R. § 335.301Reports of issuers of securities registered pursuant to section 12.
- 12 C.F.R. § 335.311Forms for annual, quarterly, current, and other reports of issuers.
- 12 C.F.R. § 335.321Maintenance of records and issuer's representations in connection with required reports.
- 12 C.F.R. § 335.331Acquisition statements, acquisition of securities by issuers, and other matters.
- 12 C.F.R. § 335.401Solicitations of proxies.
- 12 C.F.R. § 335.501Tender offers.
- 12 C.F.R. § 335.601Requirements of section 16 of the Securities Exchange Act of 1934.
- 12 C.F.R. § 335.611Initial statement of beneficial ownership of securities (Form 3).
- 12 C.F.R. § 335.612Statement of changes in beneficial ownership of securities (Form 4).
- 12 C.F.R. § 335.613Annual statement of beneficial ownership of securities (Form 5).
- 12 C.F.R. § 335.701Filing requirements, public reference, and confidentiality.
- 12 C.F.R. § 335.801Inapplicable SEC regulations; FDIC substituted regulations; additional information.