12 C.F.R. § 335.201

exempted from registration.

Last amended: 2016Year: 2026Length: 52 wordsOfficial source

Cite as 12 C.F.R. § 335.201 (2026)

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240. [75 FR 73949, Nov. 30, 2010]
12 C.F.R. § 335.201: exempted from registration. | Justis AI