Federal (United States) · Regulations
Part 5 — OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
25 sections
25 sections
- 17 C.F.R. § 5.1Definitions.
- 17 C.F.R. § 5.2Prohibited transactions.
- 17 C.F.R. § 5.3Registration of persons engaged in retail forex transactions.
- 17 C.F.R. § 5.4Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
- 17 C.F.R. § 5.5Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.
- 17 C.F.R. § 5.6Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- 17 C.F.R. § 5.7Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
- 17 C.F.R. § 5.8Aggregate retail forex assets.
- 17 C.F.R. § 5.9Security deposits for retail forex transactions.
- 17 C.F.R. § 5.10Risk assessment recordkeeping requirements for retail foreign exchange dealers.
- 17 C.F.R. § 5.11Risk assessment reporting requirements for retail foreign exchange dealers.
- 17 C.F.R. § 5.12Financial reports of retail foreign exchange dealers.
- 17 C.F.R. § 5.13Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.
- 17 C.F.R. § 5.14Records to be kept by retail foreign exchange dealers and futures commission merchants.
- 17 C.F.R. § 5.15Unlawful representations.
- 17 C.F.R. § 5.16Prohibition of guarantees against loss.
- 17 C.F.R. § 5.17Authorization to trade.
- 17 C.F.R. § 5.18Trading and operational standards.
- 17 C.F.R. § 5.19Pending legal proceedings.
- 17 C.F.R. § 5.20Special calls for account and transaction information.
- 17 C.F.R. § 5.21Supervision.
- 17 C.F.R. § 5.22Registered futures association membership.
- 17 C.F.R. § 5.23Notice of bulk transfers and bulk liquidations.
- 17 C.F.R. § 5.24Applicability of other parts of this chapter
- 17 C.F.R. § 5.25Applicability of the Act.