Federal (United States) · Regulations
Chapter I — COMMODITY FUTURES TRADING COMMISSION
1,202 sections
64 groups
- Part 1 — GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT70 sections
- Part 2 — OFFICIAL SEAL3 sections
- Part 3 — REGISTRATION33 sections
- Part 4 — COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS31 sections
- Part 5 — OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS25 sections
- Part 7 — REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION1 section
- Part 9 — RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS23 sections
- Part 10 — RULES OF PRACTICE59 sections
- Part 11 — RULES RELATING TO INVESTIGATIONS9 sections
- Part 12 — RULES RELATING TO REPARATIONS75 sections
- Part 13 — PROCEDURES FOR PETITIONS FOR RULEMAKING1 section
- Part 14 — RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE10 sections
- Part 15 — REPORTS—GENERAL PROVISIONS7 sections
- Part 16 — REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES5 sections
- Part 17 — REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS8 sections
- Part 18 — REPORTS BY TRADERS6 sections
- Part 19 — REPORTS BY PERSONS HOLDING REPORTABLE POSITIONS IN EXCESS OF POSITION LIMITS, AND BY MERCHANTS AND DEALERS IN COTTON4 sections
- Part 20 — LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS13 sections
- Part 21 — SPECIAL CALLS7 sections
- Part 22 — CLEARED SWAPS17 sections
- Part 23 — SWAP DEALERS AND MAJOR SWAP PARTICIPANTS67 sections
- Part 30 — FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS18 sections
- Part 31 — LEVERAGE TRANSACTIONS27 sections
- Part 32 — REGULATION OF COMMODITY OPTION TRANSACTIONS5 sections
- Part 33 — REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY11 sections
- Part 34 — REGULATION OF HYBRID INSTRUMENTS3 sections
- Part 35 — SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS)1 section
- Part 36 — TRADE EXECUTION REQUIREMENT1 section
- Part 37 — SWAP EXECUTION FACILITIES64 sections
- Part 38 — DESIGNATED CONTRACT MARKETS92 sections
- Part 39 — DERIVATIVES CLEARING ORGANIZATIONS44 sections
- Part 40 — PROVISIONS COMMON TO REGISTERED ENTITIES15 sections
- Part 41 — SECURITY FUTURES PRODUCTS28 sections
- Part 42 — ANTI-MONEY LAUNDERING, TERRORIST FINANCING1 section
- Part 43 — REAL-TIME PUBLIC REPORTING13 sections
- Part 44 — INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS4 sections
- Part 45 — SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS15 sections
- Part 46 — SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS12 sections
- Part 48 — REGISTRATION OF FOREIGN BOARDS OF TRADE11 sections
- Part 49 — SWAP DATA REPOSITORIES33 sections
- Part 50 — CLEARING REQUIREMENT AND RELATED RULES18 sections
- Part 75 — PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS17 sections
- Part 100 — DELIVERY PERIOD REQUIRED1 section
- Part 140 — ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION36 sections
- Part 141 — SALARY OFFSET12 sections
- Part 142 — INDEMNIFICATION OF CFTC EMPLOYEES2 sections
- Part 143 — COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION10 sections
- Part 144 — PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT7 sections
- Part 145 — COMMISSION RECORDS AND INFORMATION12 sections
- Part 146 — RECORDS MAINTAINED ON INDIVIDUALS13 sections
- Part 147 — OPEN COMMISSION MEETINGS10 sections
- Part 148 — IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION22 sections
- Part 149 — ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION11 sections
- Part 150 — LIMITS ON POSITIONS15 sections
- Part 155 — TRADING STANDARDS5 sections
- Part 156 — BROKER ASSOCIATIONS4 sections
- Part 160 — PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT21 sections
- Part 162 — PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT14 sections
- Part 165 — WHISTLEBLOWER RULES22 sections
- Part 166 — CUSTOMER PROTECTION RULES5 sections
- Part 170 — REGISTERED FUTURES ASSOCIATIONS15 sections
- Part 171 — RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS34 sections
- Part 180 — PROHIBITION AGAINST MANIPULATION2 sections
- Part 190 — BANKRUPTCY RULES22 sections