Federal (United States) · Regulations
Part 171 — RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
34 sections
5 groups
- Subpart A — General Provisions13 sections
- Subpart B — Notice and Effective Date of Final Decisions in Disciplinary, Membership Denial and Registration Actions8 sections
- Subpart C — Commission Review of Final Decisions in Disciplinary, Membership Denial and Registration Actions5 sections
- Subpart D — Commission Review of Decisions by the National Futures Association In Member Responsibility Actions7 sections
- Subpart E — Delegation of Functions1 section