Federal (United States) · Regulations
Subpart D — Commission Review of Decisions by the National Futures Association In Member Responsibility Actions
7 sections
7 sections
- 17 C.F.R. § 171.40Notice of the commencement of a member responsibility action.
- 17 C.F.R. § 171.41Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
- 17 C.F.R. § 171.42Notice of a final decision of the National Futures Association in a member responsibility action.
- 17 C.F.R. § 171.43Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
- 17 C.F.R. § 171.44Notice of appeal.
- 17 C.F.R. § 171.45General procedures.
- 17 C.F.R. § 171.46Standards of review.