17 C.F.R. § 171.40

Notice of the commencement of a member responsibility action.

Last amended: 2016Year: 2026Length: 62 wordsOfficial source

Cite as 17 C.F.R. § 171.40 (2026)

The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to § 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.
Cross-references to the CFR
171.41
17 C.F.R. § 171.40: Notice of the commencement of a member responsibility action. | Justis AI