Federal (United States) · Regulations
Part 11 — RULES RELATING TO INVESTIGATIONS
9 sections
9 sections
- 17 C.F.R. § 11.1Scope and applicability of rules.
- 17 C.F.R. § 11.2Authority to conduct investigations.
- 17 C.F.R. § 11.3Confidentiality of investigations.
- 17 C.F.R. § 11.4Subpoenas.
- 17 C.F.R. § 11.5Transcripts.
- 17 C.F.R. § 11.6Oath; false statements.
- 17 C.F.R. § 11.7Rights of witnesses.
- 17 C.F.R. § 11.8Sequestration.
- 17 C.F.R. Appendix A to Part 11Informal Procedure Relating to the Recommendation of Enforcement Proceedings