Federal (United States) · Regulations
Part 14 — RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
10 sections
10 sections
- 17 C.F.R. § 14.1Scope.
- 17 C.F.R. § 14.2Definitions of appearance and practice.
- 17 C.F.R. § 14.3Hearings.
- 17 C.F.R. § 14.4Violation of Commodity Exchange Act.
- 17 C.F.R. § 14.5Criminal conviction.
- 17 C.F.R. § 14.6Disbarment or suspension by licensing authority.
- 17 C.F.R. § 14.7Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- 17 C.F.R. § 14.8Lack of requisite qualifications, character and integrity.
- 17 C.F.R. § 14.9Duty to file information concerning adverse judicial or administrative action.
- 17 C.F.R. § 14.10Reinstatement.