Federal (United States) · Regulations

Part 49 — SWAP DATA REPOSITORIES

33 sections

17 C.F.R. § 49.1Scope.
17 C.F.R. § 49.2Definitions.
17 C.F.R. § 49.3Procedures for registration.
17 C.F.R. § 49.4Withdrawal from registration.
17 C.F.R. § 49.5Equity interest transfers.
17 C.F.R. § 49.6Request for transfer of registration.
17 C.F.R. § 49.7Swap data repositories located in foreign jurisdictions.
17 C.F.R. § 49.8Procedures for implementing swap data repository rules.
17 C.F.R. § 49.9Open swaps reports provided to the Commission.
17 C.F.R. § 49.10Acceptance and validation of data.
17 C.F.R. § 49.11Verification of swap data accuracy.
17 C.F.R. § 49.12Swap data repository recordkeeping requirements.
17 C.F.R. § 49.13Monitoring, screening and analyzing swap data.
17 C.F.R. § 49.14Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
17 C.F.R. § 49.15Real-time public reporting by swap data repositories.
17 C.F.R. § 49.16Privacy and confidentiality requirements of swap data repositories.
17 C.F.R. § 49.17Access to SDR data.
17 C.F.R. § 49.18Confidentiality arrangement.
17 C.F.R. § 49.19Core principles applicable to swap data repositories.
17 C.F.R. § 49.20Governance arrangements (Core Principle 2).
17 C.F.R. § 49.21Conflicts of interest (Core Principle 3).
17 C.F.R. § 49.22Chief compliance officer.
17 C.F.R. § 49.23Emergency authority policies and procedures.
17 C.F.R. § 49.24System safeguards.
17 C.F.R. § 49.25Financial resources.
17 C.F.R. § 49.26Disclosure requirements of swap data repositories.
17 C.F.R. § 49.27Access and fees.
17 C.F.R. § 49.28Operating hours of swap data repositories.
17 C.F.R. § 49.29Information relating to swap data repository compliance.
17 C.F.R. § 49.30Form and manner of reporting and submitting information to the Commission.
17 C.F.R. § 49.31Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.
17 C.F.R. Appendix A to Part 49Form SDR
17 C.F.R. Appendix B to Part 49Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17( d )(6) and 49.18( a )