Federal (United States) · Regulations
Part 3 — REGISTRATION
33 sections
5 groups
3 sections filed directly here
- 17 C.F.R. Appendix A to Part 3Interpretative Statement With Respect to Section 8 a (2)(C) and (E) and Section 8 a (3)(J) and (M) of the Commodity Exchange Act
- 17 C.F.R. Appendix B to Part 3Statement of Acceptable Practices With Respect to Ethics Training
- 17 C.F.R. Appendix C to Part 3Guidance on the Application of § 3.3(e), Chief Compliance Officer Annual Report Form and Content