Federal (United States) · Regulations
Subpart B — Temporary Licenses
7 sections
7 sections
- 17 C.F.R. § 3.40Temporary licensing of applicants for associated person, floor broker or floor trader registration.
- 17 C.F.R. § 3.42Termination.
- 17 C.F.R. § 3.43Relationship to registration.
- 17 C.F.R. § 3.44Temporary licensing of applicants for guaranteed introducing broker registration.
- 17 C.F.R. § 3.45Restrictions upon activities.
- 17 C.F.R. § 3.46Termination.
- 17 C.F.R. § 3.47Relationship to registration.