Federal (United States) · Regulations
Subpart C — Denial, Suspension or Revocation of Registration
9 sections
9 sections
- 17 C.F.R. § 3.50Service.
- 17 C.F.R. § 3.51Withdrawal of application for registration.
- 17 C.F.R. § 3.55Suspension and revocation of registration pursuant to section 8a(2) of the Act.
- 17 C.F.R. § 3.56Suspension or modification of registration pursuant to section 8a(11) of the Act.
- 17 C.F.R. § 3.57Proceedings under section 8a(2)(E) of the Act.
- 17 C.F.R. § 3.60Procedure to deny, condition, suspend, revoke or place restrictions upon registration pursuant to sections 8a(2), 8a(3) and 8a(4) of the Act.
- 17 C.F.R. § 3.61Extensions of time for proceedings brought under § 3.55, § 3.56, and § 3.60 of this part.
- 17 C.F.R. § 3.63Service of order issued by an Administrative Law Judge or the Commission.
- 17 C.F.R. § 3.64Procedure to lift or modify conditions or restrictions.