Federal (United States) · Regulations
Part 165 — WHISTLEBLOWER RULES
22 sections
22 sections
- 17 C.F.R. § 165.1General.
- 17 C.F.R. § 165.2Definitions.
- 17 C.F.R. § 165.3Procedures for submitting original information.
- 17 C.F.R. § 165.4Confidentiality.
- 17 C.F.R. § 165.5Requirements for consideration of an award.
- 17 C.F.R. § 165.6Whistleblowers ineligible for an award.
- 17 C.F.R. § 165.7Procedures for award applications in Commission actions and related actions, and Commission award determinations.
- 17 C.F.R. § 165.8Amount of award.
- 17 C.F.R. § 165.9Criteria for determining amount of award.
- 17 C.F.R. § 165.10Contents of record for award determination.
- 17 C.F.R. § 165.11Awards based upon related actions.
- 17 C.F.R. § 165.12Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
- 17 C.F.R. § 165.13Appeals.
- 17 C.F.R. § 165.14Procedures applicable to the payment of awards.
- 17 C.F.R. § 165.15Administering the whistleblower program.
- 17 C.F.R. § 165.16No immunity.
- 17 C.F.R. § 165.17Awards to whistleblowers who engage in culpable conduct.
- 17 C.F.R. § 165.18Staff communications with whistleblowers from represented entities.
- 17 C.F.R. § 165.19Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
- 17 C.F.R. § 165.20Whistleblower anti-retaliation protections.
- 17 C.F.R. Appendix A to Part 165Guidance With Respect to the Protection of Whistleblowers Against Retaliation
- 17 C.F.R. Appendix B to Part 165Form TCR and Form WP-APP