17 C.F.R. § 165.19
Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
Cite as 17 C.F.R. § 165.19 (2026)
(a)
Non-waiver.
The rights and remedies provided for in this part may not be waived by any agreement, policy, form, or condition of employment, including by a predispute arbitration agreement. No predispute arbitration agreement shall be valid or enforceable if the agreement requires arbitration of a dispute arising under this part.
(b)
Protected communications.
No person may take any action to impede an individual from communicating directly with the Commission's staff about a possible violation of the Commodity Exchange Act, including by enforcing, or threatening to enforce, a confidentiality agreement or predispute arbitration agreement with respect to such communications.
[82 FR 24501, May 30, 2017]