Federal (United States) · Regulations
Part 37 — SWAP EXECUTION FACILITIES
64 sections
16 groups
- Subpart A — General Provisions11 sections
- Subpart B — Compliance With Core Principles1 section
- Subpart C — Compliance With Rules7 sections
- Subpart K — Recordkeeping and Reporting2 sections
- Subpart L — Antitrust Considerations2 sections
- Subpart D — Swaps Not Readily Susceptible to Manipulation2 sections
- Subpart E — Monitoring of Trading and Trade Processing9 sections
- Subpart F — Ability to Obtain Information5 sections
- Subpart G — Position Limits or Accountability2 sections
- Subpart H — Financial Integrity of Transactions4 sections
- Subpart I — Emergency Authority2 sections
- Subpart J — Timely Publication of Trading Information2 sections
- Subpart M — Conflicts of Interest1 section
- Subpart N — Financial Resources8 sections
- Subpart O — System Safeguards2 sections
- Subpart P — Designation of Chief Compliance Officer2 sections