Federal (United States) · Regulations
Subpart E — Capital and Margin Requirements for Swap Dealers and Major Swap Participants
20 sections
20 sections
- 17 C.F.R. § 23.100Definitions applicable to capital requirements.
- 17 C.F.R. § 23.101Minimum financial requirements for swap dealers and major swap participants.
- 17 C.F.R. § 23.102Calculation of market risk exposure requirement and credit risk exposure requirement using internal models.
- 17 C.F.R. § 23.103Calculation of market risk exposure requirement and credit risk requirement when models are not approved.
- 17 C.F.R. § 23.104Equity Withdrawal Restrictions.
- 17 C.F.R. § 23.105Financial recordkeeping, reporting and notification requirements for swap dealers and major swap participants.
- 17 C.F.R. § 23.106Substituted compliance for swap dealer's and major swap participant's capital and financial reporting.
- 17 C.F.R. § 23.150Scope.
- 17 C.F.R. § 23.152Collection and posting of initial margin.
- 17 C.F.R. § 23.153Collection and posting of variation margin.
- 17 C.F.R. § 23.154Calculation of initial margin.
- 17 C.F.R. § 23.155Calculation of variation margin.
- 17 C.F.R. § 23.157Custodial arrangements.
- 17 C.F.R. § 23.158Margin documentation.
- 17 C.F.R. § 23.159Special rules for affiliates.
- 17 C.F.R. § 23.160Cross-border application.
- 17 C.F.R. § 23.161Compliance dates.
- 17 C.F.R. Appendix A to Subpart E of Part 23Application for Internal Models To Compute Market Risk Exposure Requirement and Credit Risk Exposure Requirement
- 17 C.F.R. Appendix B to Subpart E of Part 23Swap Dealer and Major Swap Participant Position Information
- 17 C.F.R. Appendix C to Subpart E of Part 23Specific Position Information for Swap Dealers and Major Swap Participants Subjects to the Capital Requirements of a Prudential Regulator