Federal (United States) · Regulations
Subpart H — Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
13 sections
13 sections
- 17 C.F.R. § 23.400Scope.
- 17 C.F.R. § 23.401Definitions.
- 17 C.F.R. § 23.402General provisions.
- 17 C.F.R. § 23.410Prohibition on fraud, manipulation, and other abusive practices.
- 17 C.F.R. § 23.430Verification of counterparty eligibility.
- 17 C.F.R. § 23.431Disclosures of material information.
- 17 C.F.R. § 23.432Clearing disclosures.
- 17 C.F.R. § 23.433Communications—fair dealing.
- 17 C.F.R. § 23.434Recommendations to counterparties—institutional suitability.
- 17 C.F.R. § 23.440Requirements for swap dealers acting as advisors to Special Entities.
- 17 C.F.R. § 23.450Requirements for swap entities acting as counterparties to Special Entities.
- 17 C.F.R. § 23.451Political contributions by certain swap dealers.
- 17 C.F.R. Appendix A to Subpart H of Part 23Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities