Federal (United States) · Regulations
Subpart J — Duties of Swap Dealers and Major Swap Participants
11 sections
11 sections
- 17 C.F.R. § 23.600Risk Management Program for swap dealers and major swap participants.
- 17 C.F.R. § 23.601Monitoring of position limits.
- 17 C.F.R. § 23.602Diligent supervision.
- 17 C.F.R. § 23.603Business continuity and disaster recovery.
- 17 C.F.R. § 23.605Conflicts of interest policies and procedures.
- 17 C.F.R. § 23.606General information: availability for disclosure and inspection.
- 17 C.F.R. § 23.607Antitrust considerations.
- 17 C.F.R. § 23.608Restrictions on counterparty clearing relationships.
- 17 C.F.R. § 23.609Clearing member risk management.
- 17 C.F.R. § 23.610Clearing member acceptance for clearing.
- 17 C.F.R. § 23.611Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.