Federal (United States) · Regulations
Subpart B — Narrow-Based Security Indexes
5 sections
5 sections
- 17 C.F.R. § 41.11Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
- 17 C.F.R. § 41.12Indexes underlying futures contracts trading for fewer than 30 days.
- 17 C.F.R. § 41.13Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
- 17 C.F.R. § 41.14Transition period for indexes that cease being narrow-based security indexes.
- 17 C.F.R. § 41.15Exclusion from definition of narrow-based security index for indexes composed of debt securities.