Federal (United States) · Regulations
Subpart B — Proprietary Trading
5 sections
5 sections
- 17 C.F.R. § 75.3Prohibition on proprietary trading.
- 17 C.F.R. § 75.4Permitted underwriting and market making-related activities.
- 17 C.F.R. § 75.5Permitted risk-mitigating hedging activities.
- 17 C.F.R. § 75.6Other permitted proprietary trading activities.
- 17 C.F.R. § 75.7Limitations on permitted proprietary trading activities.