Federal (United States) · Regulations
Subpart B — Functions
25 sections
25 sections
- 17 C.F.R. § 140.10The Commission.
- 17 C.F.R. § 140.11Emergency action by the senior Commissioner available.
- 17 C.F.R. § 140.12Disposition of business by seriatim Commission consideration.
- 17 C.F.R. § 140.13Vacancy in position of Chairman.
- 17 C.F.R. § 140.14Delegation of authority to the Secretary of the Commission.
- 17 C.F.R. § 140.20Designation of senior official to oversee Commission use of national security information.
- 17 C.F.R. § 140.21Definitions.
- 17 C.F.R. § 140.22Procedures.
- 17 C.F.R. § 140.23General access requirements.
- 17 C.F.R. § 140.24Control and accountability procedures.
- 17 C.F.R. § 140.72Delegation of authority to disclose confidential information to a registered entity, swap execution facility, swap data repository, registered futures association or self-regulatory organization.
- 17 C.F.R. § 140.73Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign futures authorities.
- 17 C.F.R. § 140.74Delegation of authority to issue special calls for Series 03 Reports.
- 17 C.F.R. § 140.75Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Market Participants Division.
- 17 C.F.R. § 140.76Delegation of authority to disclose information in a receivership or bankruptcy proceeding.
- 17 C.F.R. § 140.77Delegation of authority to determine that applications for contract market designation, swap execution facility registration, or swap data repository registration are materially incomplete.
- 17 C.F.R. § 140.80Disclosure of information pursuant to a subpoena or summons.
- 17 C.F.R. § 140.91Delegation of authority to the Director of the Division of Clearing and Risk and to the Market Participants Division.
- 17 C.F.R. § 140.92Delegation of authority to grant registrations and renewals thereof.
- 17 C.F.R. § 140.93Delegation of authority to the Director of the Market Participants Division.
- 17 C.F.R. § 140.94Delegation of authority to the Director of the Market Participants Division and to the Director of the Division of Clearing and Risk.
- 17 C.F.R. § 140.95Delegation of authority with respect to withdrawals from registration.
- 17 C.F.R. § 140.96Delegation of authority to publish in the Federal Register.
- 17 C.F.R. § 140.98Publication of no-action, interpretative and exemption letters and other written communications.
- 17 C.F.R. § 140.99Requests for exemptive, no-action and interpretative letters.