Federal (United States) · Regulations
Subpart C — Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
9 sections
9 sections
- 17 C.F.R. § 140.735-1Authority and purpose.
- 17 C.F.R. § 140.735-2Prohibited transactions.
- 17 C.F.R. § 140.735-2aProhibited interests.
- 17 C.F.R. § 140.735-3Non-governmental employment and other outside activity.
- 17 C.F.R. § 140.735-4Receipt and disposition of foreign gifts and decorations.
- 17 C.F.R. § 140.735-5Disclosure of information.
- 17 C.F.R. § 140.735-6Practice by former members and employees of the Commission.
- 17 C.F.R. § 140.735-7Statutory violations applicable to conduct of Commission members and employees.
- 17 C.F.R. § 140.735-8Interpretative and advisory service.