Federal (United States) · Regulations
Subpart A — Standards Governing Commission Review of Applications for Registration as a Futures Association Under Section 17 of the Act
10 sections
10 sections
- 17 C.F.R. § 170.1Demonstration of purposes (section 17(b)(1) of the Act).
- 17 C.F.R. § 170.2Membership restrictions (section 17(b)(2) of the Act).
- 17 C.F.R. § 170.3Fair and equitable representation of members (section 17(b)(5) of the Act).
- 17 C.F.R. § 170.4Allocation of dues (section 17(b)(6) of the Act).
- 17 C.F.R. § 170.5Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
- 17 C.F.R. § 170.6Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
- 17 C.F.R. § 170.7Membership denial (section 17(b)(9) of the Act).
- 17 C.F.R. § 170.8Settlement of customer disputes (section 17(b)(10) of the Act).
- 17 C.F.R. § 170.9General standard.
- 17 C.F.R. § 170.10Proficiency examinations (sections 4p and 17(p) of the Act).