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US law
Federal (United States)
Regulations
Title 17 CFR — Commodity and Securities Exchanges
Chapter II — SECURITIES AND EXCHANGE COMMISSION
Part 200 — ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
Subpart F — Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
Federal (United States) · Regulations
Subpart F — Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
5 sections
5 sections
17 C.F.R. § 200.110
Purpose.
17 C.F.R. § 200.111
Prohibitions; application; definitions.
17 C.F.R. § 200.112
Duties of recipient; notice to participants.
17 C.F.R. § 200.113
Opportunity to respond; interception.
17 C.F.R. § 200.114
Sanctions.
Subpart F — Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees | Federal (United States) Regulations | Justis AI