Federal (United States) · Regulations
Chapter II — SECURITIES AND EXCHANGE COMMISSION
2,133 sections
40 groups
- Part 200 — ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS156 sections
- Part 201 — RULES OF PRACTICE120 sections
- Part 202 — INFORMAL AND OTHER PROCEDURES18 sections
- Part 203 — RULES RELATING TO INVESTIGATIONS8 sections
- Part 204 — RULES RELATING TO DEBT COLLECTION39 sections
- Part 205 — STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER7 sections
- Part 209 — FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE2 sections
- Part 210 — FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975106 sections
- Part 227 — REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS22 sections
- Part 229 — STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K129 sections
- Part 230 — GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933208 sections
- Part 232 — REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS33 sections
- Part 239 — FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 193342 sections
- Part 240 — GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934553 sections
- Part 242 — REGULATIONS M, SHO, ATS, AC, NMS, SE, AND SBSR, AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES96 sections
- Part 243 — REGULATION FD4 sections
- Part 244 — REGULATION G3 sections
- Part 245 — REGULATION BLACKOUT TRADING RESTRICTION5 sections
- Part 246 — CREDIT RISK RETENTION22 sections
- Part 247 — REGULATION R—EXEMPTIONS AND DEFINITIONS RELATED TO THE EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER15 sections
- Part 248 — REGULATIONS S-P, S-AM, AND S-ID35 sections
- Part 249 — FORMS, SECURITIES EXCHANGE ACT OF 193479 sections
- Part 249b — FURTHER FORMS, SECURITIES EXCHANGE ACT OF 19345 sections
- Part 250 — CROSS-BORDER ANTIFRAUD LAW-ENFORCEMENT AUTHORITY1 section
- Part 255 — PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS17 sections
- Part 260 — GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 193978 sections
- Part 269 — FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 193910 sections
- Part 270 — RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940178 sections
- Part 274 — FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 194035 sections
- Part 275 — RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 194037 sections
- Part 279 — FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 19407 sections
- Part 285 — RULES AND REGULATIONS PURSUANT TO SECTION 15(a) OF THE BRETTON WOODS AGREEMENTS ACT4 sections
- Part 286 — GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE INTER-AMERICAN DEVELOPMENT BANK ACT5 sections
- Part 287 — GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN DEVELOPMENT BANK ACT5 sections
- Part 288 — GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(a) OF THE AFRICAN DEVELOPMENT BANK ACT5 sections
- Part 289 — GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 13(a) OF THE INTERNATIONAL FINANCE CORPORATION ACT5 sections
- Part 290 — GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(a) OF THE EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT ACT5 sections
- Part 300 — RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION22 sections
- Part 301 — FORMS, SECURITIES INVESTOR PROTECTION CORPORATION4 sections
- Part 302 — ORDERLY LIQUIDATION OF COVERED BROKERS OR DEALERS8 sections