Federal (United States) · Regulations
Part 205 — STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
7 sections
7 sections
- 17 C.F.R. § 205.1Purpose and scope.
- 17 C.F.R. § 205.2Definitions.
- 17 C.F.R. § 205.3Issuer as client.
- 17 C.F.R. § 205.4Responsibilities of supervisory attorneys.
- 17 C.F.R. § 205.5Responsibilities of a subordinate attorney.
- 17 C.F.R. § 205.6Sanctions and discipline.
- 17 C.F.R. § 205.7No private right of action.