Federal (United States) · Regulations
Part 300 — RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
22 sections
22 sections
- 17 C.F.R. § 300.100General.
- 17 C.F.R. § 300.101Individual accounts.
- 17 C.F.R. § 300.102Accounts held by executors, administrators, guardians, etc.
- 17 C.F.R. § 300.103Accounts held by a corporation, partnership or unincorporated association.
- 17 C.F.R. § 300.104Trust accounts.
- 17 C.F.R. § 300.105Joint accounts.
- 17 C.F.R. § 300.200General.
- 17 C.F.R. § 300.201Accounts introduced by same or different broker or dealer.
- 17 C.F.R. § 300.300Definitions.
- 17 C.F.R. § 300.301Contracts to be closed out or completed.
- 17 C.F.R. § 300.302Mechanics of closeout or completion.
- 17 C.F.R. § 300.303Report to trustee.
- 17 C.F.R. § 300.304Retained rights of brokers or dealers.
- 17 C.F.R. § 300.305Excluded contracts.
- 17 C.F.R. § 300.306Completion or closeout pursuant to SIPC direction.
- 17 C.F.R. § 300.307Completion with cash or securities of customer.
- 17 C.F.R. § 300.400Satisfaction of customer claims for standardized options.
- 17 C.F.R. § 300.500General.
- 17 C.F.R. § 300.501Claim for cash.
- 17 C.F.R. § 300.502Claim for securities.
- 17 C.F.R. § 300.503Voidable securities transactions.
- 17 C.F.R. § 300.600Rules relating to supplemental report on SIPC membership.