17 C.F.R. § 300.201

Accounts introduced by same or different broker or dealer.

Last amended: 2016Year: 2026Length: 53 wordsOfficial source

Cite as 17 C.F.R. § 300.201 (2026)

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.
Cross-references to the CFR
300.100
17 C.F.R. § 300.201: Accounts introduced by same or different broker or dealer. | Justis AI