Federal (United States) · Regulations
Part 279 — FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
7 sections
7 sections
- 17 C.F.R. § 279.0-1Availability of forms.
- 17 C.F.R. § 279.1Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
- 17 C.F.R. § 279.2Form ADV-W, notice of withdrawal from registration as investment adviser.
- 17 C.F.R. § 279.3Form ADV-H, application for a temporary or continuing hardship exemption.
- 17 C.F.R. § 279.4Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
- 17 C.F.R. § 279.8Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
- 17 C.F.R. § 279.9Form PF, reporting by investment advisers to private funds.