Federal (United States) · Regulations
Subpart C — Requirements for Intermediaries
6 sections
6 sections
- 17 C.F.R. § 227.300Intermediaries.
- 17 C.F.R. § 227.301Measures to reduce risk of fraud.
- 17 C.F.R. § 227.302Account opening.
- 17 C.F.R. § 227.303Requirements with respect to transactions.
- 17 C.F.R. § 227.304Completion of offerings, cancellations and reconfirmations.
- 17 C.F.R. § 227.305Payments to third parties.