Federal (United States) · Regulations
Subpart 229.400—Management and Certain Security Holders
8 sections
8 sections
- 17 C.F.R. § 229.401(Item 401) Directors, executive officers, promoters and control persons.
- 17 C.F.R. § 229.402(Item 402) Executive compensation.
- 17 C.F.R. § 229.403(Item 403) Security ownership of certain beneficial owners and management.
- 17 C.F.R. § 229.404(Item 404) Transactions with related persons, promoters and certain control persons.
- 17 C.F.R. § 229.405(Item 405) Compliance with Section 16(a) of the Exchange Act.
- 17 C.F.R. § 229.406(Item 406) Code of ethics.
- 17 C.F.R. § 229.407(Item 407) Corporate governance.
- 17 C.F.R. § 229.408(Item 408) Insider trading arrangements and policies.