Federal (United States) · Regulations
Subpart B — Forms Pertaining to Exemptions
11 sections
11 sections
- 17 C.F.R. § 239.90Form 1-A, offering statement under Regulation A.
- 17 C.F.R. § 239.91Form 1-K.
- 17 C.F.R. § 239.92Form 1-SA.
- 17 C.F.R. § 239.93Form 1-U.
- 17 C.F.R. § 239.94Form 1-Z.
- 17 C.F.R. § 239.144Form 144, for notice of proposed sale of securities pursuant to § 230.144 of this chapter.
- 17 C.F.R. § 239.200Form 1-E, notification under Regulation E.
- 17 C.F.R. § 239.201Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
- 17 C.F.R. § 239.500Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933.
- 17 C.F.R. § 239.800Form CB, report of sales of securities in connection with an exchange offer or a rights offering.
- 17 C.F.R. § 239.900Form C.