Federal (United States) · Regulations
Subpart ECFRe106e84e67e2bc9 — Regulation SCI—Systems Compliance and Integrity
8 sections
8 sections
- 17 C.F.R. § 242.1000Definitions.
- 17 C.F.R. § 242.1001Obligations related to policies and procedures of SCI entities.
- 17 C.F.R. § 242.1002Obligations related to SCI events.
- 17 C.F.R. § 242.1003Obligations related to systems changes; SCI review.
- 17 C.F.R. § 242.1004SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
- 17 C.F.R. § 242.1005Recordkeeping requirements related to compliance with Regulation SCI.
- 17 C.F.R. § 242.1006Electronic filing and submission.
- 17 C.F.R. § 242.1007Requirements for service bureaus.