Federal (United States) · Regulations
Subpart L — Forms for Registration of Municipal Securities Dealers
2 sections
2 sections
- 17 C.F.R. § 249.1100Form MSD, application for registration as a municipal securities dealer pursuant to rule 15Ba2-1 under the Securities Exchange Act of 1934 or amendment to such application.
- 17 C.F.R. § 249.1110Form MSDW, notice of withdrawal from registration as a municipal securities dealer pursuant to Rule 15Bc3-1 (17 CFR 240.15Bc3-1).