Federal (United States) · Regulations
Subpart B — Forms for Reports
6 sections
6 sections
- 17 C.F.R. § 274.101Form N-CEN, annual report of registered investment companies.
- 17 C.F.R. § 274.127d-1Form N-27D-1 accounting of segregated trust account.
- 17 C.F.R. § 274.128Form N-CSR, certified shareholder report.
- 17 C.F.R. § 274.129Form N-PX, annual report of proxy voting record.
- 17 C.F.R. § 274.150Form N-PORT, Monthly portfolio holdings report.
- 17 C.F.R. § 274.200Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of § 270.17d-1 of this chapter.