17 C.F.R. § 144.3

Testimony by present or former Commission employees.

Last amended: 2016Year: 2026Length: 90 wordsSubsections: 2Official source

Cite as 17 C.F.R. § 144.3 (2026)

(a) In any proceeding to which the Commission is not a party, an employee of the Commission shall not testify concerning matters related to the business of the Commission unless authorized to do so by the Commission upon the advice of the General Counsel. (b) In any proceeding, an employee or former employee of the Commission shall not testify concerning non-public matters related to the business of the Commission unless authorized to do so by the Commission upon the advice of the General Counsel. See § 140.735-9 of these regulations.
Cross-references to the CFR
140.735-9
17 C.F.R. § 144.3: Testimony by present or former Commission employees. | Justis AI