OMB control numbers assigned pursuant to the Paperwork Reduction Act.

(a) Purpose. This subpart collects and displays the control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980, 44 U.S.C. 3500 et seq. This subpart displays current OMB control numbers for those information collection requirements of the Commission that are rules and regulations and codified in this title either in full text or incorporated by reference with the approval of the Director of the Office of the Federal Register. (b) Display. Information collection requirement 17 CFR part or section where identified and described Current OMB control No. Rule 139b 230.139b 3235-0769 Rule 147(f)(1)(iii) 230.147(f)(1)(iii) 3235-0756 Rule 147A(f)(1)(iii) 230.147A(f)(1)(iii) 3235-0757 Rule 154 230.154 3235-0495 Rule 163 230.163 3235-0619 Rule 173 230.173 3235-0618 Rule 192 230.192 3235-0807 Rule 236 230.236 3235-0095 Rule 237 230.237 3235-0528 Rule 239 230.239 3235-0687 Regulation A 230.251 through 230.263 3235-0286 Rule 425 230.425 3235-0521 Rule 433 230.433 3235-0617 Rule 477 230.477 3235-0550 Rule 482 230.482 3235-0565 Rule 489 230.489 3235-0411 Rule 498 230.498 3235-0648 Rule 498A 230.498A 3235-0765 Regulation D 230.500 through 230.508 3235-0076 Regulation E 230.601 through 230.610a 3235-0232 Rule 604 230.604 3235-0232 Rule 605 230.605 3235-0232 Rule 607 230.607 3235-0747 Rule 609 230.609 3235-0233 Rule 701 230.701 3235-0522 Regulation S 230.901 through 230.905 3235-0357 Rule 405 232.405 3235-0645 Form S-1 239.11 3235-0065 Form S-2 239.12 3235-0072 Form S-3 239.13 3235-0073 Form N-2 239.14 3235-0026 Form N-1A 239.15A 3235-0307 Form S-6 239.16 3235-0184 Form S-8 239.16b 3235-0066 Form N-3 239.17a 3235-0316 Form N-4 239.17b 3235-0318 Form S-11 239.18 3235-0067 Form N-14 239.23 3235-0336 Form N-5 239.24 3235-0169 Form S-4 239.25 3235-0324 Form F-1 239.31 3235-0258 Form F-3 239.33 3235-0256 Form F-4 239.34 3235-0325 Form F-6 239.36 3235-0292 Form F-7 239.37 3235-0383 Form F-8 239.38 3235-0378 Form F-10 239.40 3235-0380 Form F-80 239.41 3235-0404 Form F-X 239.42 3235-0379 Form F-N 239.43 3235-0411 Form SF-1 239.44 3235-0707 Form SF-3 239.45 3235-0690 Form ID 239.63 3235-0328 Form SE 239.64 3235-0327 Form TH 239.65 3235-0425 Form 1-A 239.90 3235-0286 Form 1-K 239.91 3235-0720 Form 1-SA 239.92 3235-0721 Form 1-U 239.93 3235-0722 Form 1-Z 239.94 3235-0723 Form 144 239.144 3235-0101 Form 1-E 239.200 3235-0232 Form CB 239.800 3235-0518 Form C 239.900 3235-0716 Rule 6a-1 240.6a-1 3235-0017 Rule 6a-3 240.6a-3 3235-0021 Rule 6a-4 240.6a-4 3235-0554 Rule 6h-1 240.6h-1 3235-0555 Rule 8c-1 240.8c-1 3235-0514 Rule 9b-1 240.9b-1 3235-0480 Rule 10a-1 240.10a-1 3235-0475 Rule 10b5-1 240.10b5-1 3235-0801 Rule 10b-10 240.10b-10 3235-0444 Rule 10b-17 240.10b-17 3235-0476 Rule 10b-18 240.10b-18 3235-0474 Rule 10A-1 240.10A-1 3235-0468 Rule 11a1-1(T) 240.11a1-1(T) 3235-0478 Rule 12a-5 240.12a-5 3235-0079 Rule 12d1-3 240.12d1-3 3235-0109 Rule 12d2-1 240.12d2-1 3235-0081 Rule 12d2-2 240.12d2-2 3235-0080 Rule 12f-1 240.12f-1 3235-0128 Rule 12g3-2 240.12g3-2 3235-0119 Rule 12h-1(f) 240.12h-1(f) 3235-0632 Rule 13a-16 240.13a-16 3235-0116 Regulation 13D/G 240.13d-1 through 240.13d-7 3235-0145 Schedule 13D 240.13d-101 3235-0145 Schedule 13G 240.13d-102 3235-0145 Rule 13e-1 240.13e-1 3235-0305 Rule 13e-3 240.13e-3 3235-0007 Schedule 13E-3 240.13e-100 3235-0007 Schedule 13e-4F 240.13e-101 3235-0375 Regulation 14A 240.14a-1 through 240.14a-12 3235-0059 Schedule 14A 240.14a-101 3235-0059 Rule 14a-103 240.14a-103 3235-0452 Rule 14a-104 240.14a-104 3235-0452 Regulation 14C 240.14c-1 3235-0057 Schedule 14C 240.14c-101 3235-0057 Regulation 14D 240.14d-1 through 240.14d-9 3235-0102 Schedule TO 240.14d-100 3235-0515 Schedule 14D-1 240.14d-101 3235-0102 Schedule 14D-9 240.14d-101 3235-0102 Schedule 14D-1F 240.14d-102 3235-0376 Schedule 14D-9F 240.14d-103 3235-0382 Regulation 14E 240.14e-1 through 240.14e-2 3235-0102 Rule 14f-1 240.14f-1 3235-0108 Regulation 14N 240.14n-1 through 240.14n-101 3235-0655 Schedule 14N 240.14n-101 3235-0655 Rule 15a-4 240.15a-4 3235-0010 Rule 15a-6 240.15a-6 3235-0371 Rule 15b1-1 240.15b1-1 3235-0012 Rule 15b6-1(a) 240.15b6-1(a) 3235-0018 Rule 15c1-5 240.15c1-5 3235-0471 Rule 15c1-6 240.15c1-6 3235-0472 Rule 15c1-7 240.15c1-7 3235-0134 Rule 15c2-1 240.15c2-1 3235-0485 Rule 15c2-5 240.15c2-5 3235-0198 Rule 15c2-7 240.15c2-7 3235-0479 Rule 15c2-8 240.15c2-8 3235-0481 Rule 15c2-11 240.15c2-11 3235-0202 Rule 15c2-12 240.15c2-12 3235-0372 Rule 15c3-1 240.15c3-1 3235-0200 Rule 15c3-1(c)(13) 240.15c3-1(c)(13) 3235-0499 Appendix F to Rule 15c3-1 240.15c-1f 3235-0496 Rule 15c3-3 240.15c3-3 3235-0078 Rule 15c3-4 240.15c3-4 3235-0497 Rule 15d-16 240.15d-16 3235-0116 Rule 15g-2 240.15g-2 3235-0434 Rule 15g-3 240.15g-3 3235-0392 Rule 15g-4 240.15g-4 3235-0393 Rule 15g-5 240.15g-5 3235-0394 Rule 15g-6 240.15g-6 3235-0395 Rule 15g-9 240.15g-9 3235-0385 Rule 15Aj-1 240.15Aj-1 3235-0044 Rule 15Ba2-1 240.15Ba2-1 3235-0083 Rule 15Ba2-5 240.15Ba2-5 3235-0088 Rule 15Bc3-1 240.15Bc3-1 3235-0087 Rule 15Ga-2 240.15Ga-2 3235-0675 Rule 17a-1 240.17a-1 3235-0208 Rule 17a-2 240.17a-2 3235-0201 Rule 17a-3 240.17a-3 3235-0033 Rule 17a-3(a)(16) 240.17a-3(a)(16) 3235-0508 Rule 17a-4 240.17a-4 3235-0279 Rule 17a-4(b)(10) 240.17a-4(b)(10) 3235-0506 Rule 17a-5 240.17a-5 3235-0123 Rule 17a-5(c) 240.17a-5(c) 3235-0199 Rule 17a-6 240.17a-6 3235-0489 Rule 17a-7 240.17a-7 3235-0131 Rule 17a-8 240.17a-8 3235-0092 Rule 17a-9T 240.17a-9T 3235-0524 Rule 17a-10 240.17a-10 3235-0122 Rule 17a-11 240.17a-11 32350085 Rule 17a-12 240.17a-12 3235-0498 Rule 17a-13 240.17a-13 3235-035 Rule 17a-19 240.17a-19 3235-0133 Rule 17a-22 240.17a-22 3235-0196 Rule 17a-25 240.17a-25 3235-0540 Rule 17f-1(b) 240.17f-1(b) 3235-0032 Rule 17f-1(c) 240.17f-1(c) 3235-0037 Rule 17f-1(g) 240.17f-1(g) 3235-0290 Rule 17f-2(a) 240.17f-2(a) 3235-0034 Rule 17f-2(c) 240.17f-2(c) 3235-0029 Rule 17f-2(d) 240.17f-2(d) 3235-0028 Rule 17f-2(e) 240.17f-2(e) 3235-0031 Rule 17f-5 240.17f-5 3235-0269 Rule 17h-1T 240.17h-1T 3235-0410 Rule 17h-2T 240.17h-2T 3235-0410 Rule 17Ab2-1 240.17Ab2-1 3235-0195 Rule 17Ac2-1 240.17Ac2-1 3235-0084 Rule 17Ad-2(c), (d), and (h) 240.17Ad-2(c), (d), and (h) 3235-0130 Rule 17Ad-3(b) 240.17Ad-3(b) 3235-0473 Rule 17Ad-4(b) and (c) 240.17Ad-4(b) and (c) 3235-0341 Rule 17Ad-6 240.17Ad-6 3235-0291 Rule 17Ad-7 240.17Ad-7 3235-0291 Rule 17Ad-10 240.17Ad-10 3235-0273 Rule 17Ad-11 240.17Ad-11 3235-0274 Rule 17Ad-13 240.17Ad-13 3235-0275 Rule 17Ad-15 240.17Ad-15 3235-0409 Rule 17Ad-16 240.17Ad-16 3235-0413 Rule 17Ad-17 240.17Ad-17 3235-0469 Rule 19b-1 240.19b-1 3235-0354 Rule 19b-4 240.19b-4 3235-0045 Rule 19b-4(e) 240.19b-4(e) 3235-0504 Rule 19b-5 240.19b-5 3235-0507 Rule 19b-7 240.19b-7 3235-0553 Rule 19d-1 240.19d-1 3235-0206 Rule 19d-2 240.19d-2 3235-0205 Rule 19d-3 240.19d-3 3235-0204 Rule 19h-1 240.19h-1 3235-0259 Rule 24b-1 240.24b-1 3235-0194 Rule 101 242.101 3235-0464 Rule 102 242.102 3235-0467 Rule 103 242.103 3235-0466 Rule 104 242.104 3235-0465 Rule 301 242.301 3235-0509 Rule 302 242.302 3235-0510 Rule 303 242.303 3235-0505 Rule 604 242.604 3235-0462 Rule 605 242.605 3235-0542 Rule 606 242.606 3235-0541 Rule 607 242.607 3235-0435 Rule 608 242.608 3235-0500 Rule 609 242.609 3235-0043 Rule 611 242.611 3235-0600 Regulation FD 243.100 through 243.103 3235-0536 Regulation RR 244.1 through 244.22 3235-0712 Regulation G 244.100 through 244.102 3235-0576 Regulation BTR 245.100 through 245.104 3235-0579 Regulation S-P Part 248 3235-0537 Rule 248.30 248.30 3235-0610 Regulation S-ID 248.201 3235-0692 Form 1 249.1 3235-0017 Form 1-N 249.10 3235-0554 Form 25 249.25 3235-0080 Form 26 249.26 3235-0079 Form 3 249.103 3235-0104 Form 4 249.104 3235-0287 Form 5 249.105 3235-0362 Form 8-A 249.208a 3235-0056 Form 10 249.210 3235-0064 Form 18 249.218 3235-0121 Form 20-F 249.220f 3235-0288 Form 40-F 249.240f 3235-0381 Form 6-K 249.306 3235-0116 Form 8-K 249.308 3235-0060 Form 10-Q 249.308a 3235-0070 Form 10-K 249.310 3235-0063 Form 11-K 249.311 3235-0082 Form 10-D 249.312 3235-0604 Form 18-K 249.318 3235-0120 Form 12B-25 249.322 3235-0058 Form 15 249.323 3235-0167 Form 15F 249.324 3235-0621 Form 13F 249.325 3235-0006 Form SE 249.444 3235-0327 Form ID 249.446 3235-0328 Form DF 249.448 3235-0482 Form BD 249.501 3235-0012 Form BDW 249.501a 3235-0018 Form BD-N 249.501b 3235-0556 Form X-17A-5 249.617 3235-0123 Form X-17A-19 249.635 3235-0133 Form ATS 249.637 3235-0509 Form ATS-R 249.638 3235-0509 Form CRS 249.640 3235-0766 Form X-15AJ-1 249.802 3235-0044 Form X-15AJ-2 249.803 3235-0044 Form 19b-4 249.819 3235-0045 Form 19b-4(e) 249.820 3235-0504 Form Pilot 249.821 3235-0507 Form SIP 249.1001 3235-0043 Form MSD 249.1100 3235-0083 Form MSDW 249.1110 3235-0087 Form X-17F-1A 249.1200 3235-0037 Form ABS-15G 249.1400 3235-0675 Form ABS-EE 249.1401 3235-0706 Form TA-1 249b.100 3235-0084 Form TA-W 249b.101 3235-0151 Form TA-2 249b.102 3235-0337 Form CA-1 249b.200 3235-0195 Form SD 249b.400 3235-0697 Rules 7a-15 through 7a-37 260.7a-15 through 260.7a-37 3235-0132 Form T-1 269.1 3235-0110 Form T-2 269.2 3235-0111 Form T-3 269.3 3235-0105 Form T-4 269.4 3235-0107 Form ID 269.7 3235-0328 Form SE 269.8 3235-0327 Form T-6 269.9 3235-0391 Rule 0-1 270.0-1 3235-0531 Rule 0-2 270.0-2 3235-0636 Rule 0-4 270.0-4 3235-0633 Rule 0-5 270.0-5 3235-0780 Rule 2a-5 270.2a-5 3235-0779 Rule 2a-7 270.2a-7 3235-0268 Rule 2a19-1 270.2a19-1 3235-0332 Rule 3a-4 270.3a-4 3235-0459 Rule 3a-8 270.3a-8 3235-0574 Rule 6c-7 270.6c-7 3235-0276 Rule 6e-2 270.6e-2 3235-0177 Rule 6c-11 270.6c-11 3235-0764 Rule 7d-1 270.7d-1 3235-0311 Rule 7d-2 270.7d-2 3235-0527 Section 8(b) of the Investment Company Act of 1940 270.8b-1 through 270.8b-32 3235-0176 Rule 10f-3 270.10f-3 3235-0226 Rule 11a-2 270.11a-2 3235-0272 Rule 11a-3 270.11a-3 3235-0358 Rule 12b-1 270.12b-1 3235-0212 Rule 12d1-1 270.12d1-1 3235-0584 Rule 12d1-4 270.12d1-4 3235-0639 Rule 12d3-1 270.12d3-1 3235-0561 Rule 17a-6 270.17a-6 3235-0564 Rule 17a-7 270.17a-7 3235-0214 Rule 17a-8 270.17a-8 3235-0235 Rule 17a-10 270.17a-10 3235-0563 Rule 17d-1 270.17d-1 3235-0562 Rule 17e-1 270.17e-1 3235-0217 Rule 17f-1 270.17f-1 3235-0222 Rule 17f-2 270.17f-2 3235-0223 Rule 17f-4 270.17f-4 3235-0225 Rule 17f-6 270.17f-6 3235-0447 Rule 17f-7 270.17f-7 3235-0529 Rule 17g-1(g) 270.17g-1(g) 3235-0213 Rule 17j-1 270.17j-1 3235-0224 Rule 18f-1 270.18f-1 3235-0211 Rule 18f-3 270.18f-3 3235-0441 Rule 18f-4 270.18f-4 3235-0776 Rule 19a-1 270.19a-1 3235-0216 Rule 20a-1 270.20a-1 3235-0158 Rule 22c-1 270.22c-1 3235-0734 Rule 22c-2 270.22c-2 3235-0620 Rule 22d-1 270.22d-1 3235-0310 Rule 22e-3 270.22e-3 3235-0658 Rule 22e-4 270.22e-4 3235-0737 Rule 23c-1 270.23c-1 3235-0260 Rule 23c-3 270.23c-3 3235-0422 Rule 27e-1 270.27e-1 3235-0545 Rule 30b2-1 270.30b2-1 3235-0220 Rule 30e-2 270.30e-2 3235-0494 Rule 30e-1 270.30e-1 3235-0025 Rule 30e-3 270.30e-3 3235-0758 Rule 31a-1 270.31a-1 3235-0178 Rule 31a-2 270.31a-2 3235-0179 Rule 31a-4 270.31a-4 3235-0783 Rule 32a-4 270.32a-4 3235-0530 Rule 34b-1 270.34b-1 3235-0346 Rule 35d-1 270.35d-1 3235-0548 Rule 38a-1 270.38a-1 3235-0586 Investment Company Interactive Data Part 274 3235-0642 Form N-5 274.5 3235-0169 Form N-8A 274.10 3235-0175 Form N-2 274.11a-1 3235-0026 Form N-3 274.11b 3235-0316 Form N-4 274.11c 3235-0318 Form N-6 274.11d 3235-0503 Form N-8B-2 274.12 3235-0186 Form N-8B-4 274.14 3235-0247 Form N-6F 274.15 3235-0238 Form 24F-2 274.24 3235-0456 Form N-18F-1 274.51 3235-0211 Form N-54A 274.53 3235-0237 Form N-54C 274.54 3235-0236 Form N-CEN 274.101 3235-0729 Form N-27E-1 274.127e-1 3235-0545 Form N-27F-1 274.127f-1 3235-0546 Form N-CSR 274.128 3235-0570 Form N-PX 274.129 3235-0582 Form N-PORT 274.150 3235-0730 Form N-17D-1 274.200 3235-0229 Form N-MFP 274.201 3235-0657 Form N-8F 274.218 3235-0157 Form N-17F-1 274.219 3235-0359 Form N-17F-2 274.220 3235-0360 Form N-23c-3 274.221 3235-0422 Form N-CR 274.222 3235-0705 Form N-RN 274.223 3235-0754 Form ID 274.402 3235-0328 Form SE 274.403 3235-0327 Rule 0-2 275.0-2 3235-0240 Rule 203-3 275.203-3 3235-0538 Rule 203A-2(d) 275.203A-2(d) 3235-0689 Rule 203A-2(e) 275.203A-2(e) 3235-0559 Rule 204-2 275.204-2 3235-0278 Rule 204-3 275.204-3 3235-0047 Rule 204-5 275.204-5 3235-0767 Rule 204A-1 275.204A-1 3235-0596 Rule 206(3)-2 275.206(3)-2 3235-0243 Rule 206(4)-1 275.206(4)-1 3235-0784 Rule 206(4)-2 275.206(4)-2 3235-0241 Rule 206(4)-3 275.206(4)-3 3235-0242 Rule 206(4)-6 275.206(4)-6 3235-0571 Rule 206(4)-7 275.206(4)-7 3235-0585 Form ADV 279.1 3235-0049 Schedule I to Form ADV 279.1 3235-0490 Form ADV-W 279.2 3235-0313 Form ADV-H 279.3 3235-0538 Form 4-R 279.4 3235-0240 Form 5-R 279.5 3235-0240 Form 6-R 279.6 3235-0240 Form 7-R 279.7 3235-0240 Form ADV-E 279.8 3235-0361 Form PF 279.9 3235-0679 [67 FR 14634, Mar. 27, 2002, as amended at 70 FR 37611, June 29, 2005; 76 FR 46616, Aug. 3, 2011; 77 FR 18684, Mar. 28, 2012; 80 FR 6902, Feb. 9, 2015; 81 FR 82009, Nov. 18, 2016; 83 FR 29203, June 22, 2018; 84 FR 33629, July 12, 2019; 85 FR 26092, May 1, 2020; 89 FR 90590, Nov. 18, 2024; 90 FR 9685, Feb. 18, 2025]