Small entity compliance guides.

The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices: (a) Q & A: Small Business and the SEC. 1 1 These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov. (b) The Work of the SEC. 1 (c) Broker-Dealer Registration Package. (d) Investment Adviser Registration Package. (e) Investment Company Registration Package. (f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies. [62 FR 4105, Jan. 28, 1997]