17 C.F.R. § 230.410

Disclaimer of control.

Last amended: 2016Year: 2026Length: 51 wordsOfficial source

Cite as 17 C.F.R. § 230.410 (2026)

If the existence of control is open to reasonable doubt in any instance, the registrant may disclaim the existence of control and any admission thereof; in such case, however, the registrant shall state the material facts pertinent to the possible existence of control. [Reg. C, 12 FR 4073, June 24, 1947]
17 C.F.R. § 230.410: Disclaimer of control. | Justis AI