Persons and entities subject to mandated electronic filing.

The following persons or entities shall be subject to the electronic filing requirements of this part 232: (a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance; (b) Persons or entities whose filings are subject to review by the Division of Investment Management; (c) Persons or entities whose filings are subject to review by the Division of Trading and Markets; and (d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements. [62 FR 36456, July 8, 1997, as amended at 67 FR 36699, May 24, 2002; 72 FR 14417, Mar. 28, 2007; 73 FR 10616, Feb. 27, 2008; 87 FR 38964, June 30, 2022; 90 FR 7359, Jan. 21, 2025]