17 C.F.R. § 240.12a-11

Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240) from section 12(a) of the Act.

Last amended: 2017Year: 2026Length: 45 wordsSubsections: 2Official source

Cite as 17 C.F.R. § 240.12a-11 (2026)

(a) The provisions of Section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply to any security-based swap offered and sold in reliance on § 230.240 of this chapter. (b) This section will expire on February 11, 2018. [82 FR 10707, Feb. 15, 2017]
Cross-references to the US Code
15:78l
Cross-references to the CFR
230.240
17 C.F.R. § 240.12a-11: Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240) from section 12(a) of the Act. | Justis AI