17 C.F.R. § 240.3b-1

Definition of “listed”.

Last amended: 2016Year: 2026Length: 71 wordsOfficial source

Cite as 17 C.F.R. § 240.3b-1 (2026)

The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 U.S.C. 78c) [13 FR 8179, Dec. 22, 1948]
Cross-references to the US Code
15:78c
17 C.F.R. § 240.3b-1: Definition of “listed”. | Justis AI