17 C.F.R. § 249.1
Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
Cite as 17 C.F.R. § 249.1 (2026)
The form shall be used for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Act, (15 U.S.C. 78e).
[63 FR 70925, Dec. 22, 1998]
Editorial Note:
For
Federal Register
citations affecting Form 1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at
www.govinfo.gov.
- Cross-references to the US Code
- 15:78e