17 C.F.R. § 249.1

Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.

Last amended: 2019Year: 2026Length: 69 wordsOfficial source

Cite as 17 C.F.R. § 249.1 (2026)

The form shall be used for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Act, (15 U.S.C. 78e). [63 FR 70925, Dec. 22, 1998] Editorial Note: For Federal Register citations affecting Form 1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the US Code
15:78e