17 C.F.R. § 249.1601

Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration.

Last amended: 2019Year: 2026Length: 63 wordsOfficial source

Cite as 17 C.F.R. § 249.1601 (2026)

This form shall be used to withdraw from registration as a security-based swap dealer or major security-based swap participant, pursuant to Section 15F(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78o-10(b)). Editorial Note: For Federal Register citations affecting Form SBSE-W, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the US Code
15:78o-10
17 C.F.R. § 249.1601: Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration. | Justis AI