17 C.F.R. § 249.1701

Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

Last amended: 2024Year: 2026Length: 42 wordsOfficial source

Cite as 17 C.F.R. § 249.1701 (2026)

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.
Cross-references to the US Code
15:78c-4
Cross-references to the CFR
242.803
17 C.F.R. § 249.1701: Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration. | Justis AI