17 C.F.R. § 249.618

Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.

Last amended: 2019Year: 2026Length: 54 wordsOfficial source

Cite as 17 C.F.R. § 249.618 (2026)

This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter. [63 FR 37674, July 13, 1998] Editorial Note: For Federal Register citations affecting Form BD-Y2K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Cross-references to the CFR
240.17a-5
17 C.F.R. § 249.618: Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter. | Justis AI